HR 2458 EH
107th CONGRESS
2d Session
H. R. 2458
AN ACT
To enhance the management and promotion of electronic Government
services and processes by establishing a Federal Chief Information Officer
within the Office of Management and Budget, and by establishing a broad
framework of measures that require using Internet-based information technology
to enhance citizen access to Government information and services, and for other
purposes.
Be it enacted by the Senate and House of Representatives of the United
States of America in Congress assembled,
SECTION 1. SHORT TITLE; TABLE OF CONTENTS.
(a) SHORT TITLE- This Act may be cited as the `E-Government Act of
2002'.
(b) TABLE OF CONTENTS- The table of contents for this Act is as
follows:
Sec. 1. Short title; table of contents.
Sec. 2. Findings and purposes.
TITLE I--OFFICE OF MANAGEMENT AND BUDGET ELECTRONIC GOVERNMENT SERVICES
Sec. 101. Management and promotion of electronic government
services.
Sec. 102. Conforming amendments.
TITLE II--FEDERAL MANAGEMENT AND PROMOTION OF ELECTRONIC GOVERNMENT
SERVICES
Sec. 202. Federal agency responsibilities.
Sec. 203. Compatibility of executive agency methods for use and
acceptance of electronic signatures.
Sec. 204. Federal Internet portal.
Sec. 205. Federal courts.
Sec. 206. Regulatory agencies.
Sec. 207. Accessibility, usability, and preservation of government
information.
Sec. 208. Privacy provisions.
Sec. 209. Federal information technology workforce development.
Sec. 210. Share-in-savings initiatives.
Sec. 211. Authorization for acquisition of information technology by
State and local governments through Federal supply schedules.
Sec. 212. Integrated reporting study and pilot projects.
Sec. 213. Community technology centers.
Sec. 214. Enhancing crisis management through advanced information
technology.
Sec. 215. Disparities in access to the Internet.
Sec. 216. Common protocols for geographic information systems.
TITLE III--INFORMATION SECURITY
Sec. 301. Information security.
Sec. 302. Management of information technology.
Sec. 303. National Institute of Standards and Technology.
Sec. 304. Information Security and Privacy Advisory Board.
Sec. 305. Technical and conforming amendments.
TITLE IV--AUTHORIZATION OF APPROPRIATIONS AND EFFECTIVE DATES
Sec. 401. Authorization of appropriations.
Sec. 402. Effective dates.
TITLE V--CONFIDENTIAL INFORMATION PROTECTION AND STATISTICAL EFFICIENCY
Sec. 503. Coordination and oversight of policies.
Sec. 504. Effect on other laws.
Subtitle A--Confidential Information Protection
Sec. 511. Findings and purposes.
Sec. 512. Limitations on use and disclosure of data and
information.
Sec. 513. Fines and penalties.
Subtitle B--Statistical Efficiency
Sec. 521. Findings and purposes.
Sec. 522. Designation of statistical agencies.
Sec. 523. Responsibilities of designated statistical agencies.
Sec. 524. Sharing of business data among designated statistical
agencies.
Sec. 525. Limitations on use of business data provided by designated
statistical agencies.
Sec. 526. Conforming amendments.
SEC. 2. FINDINGS AND PURPOSES.
(a) FINDINGS- Congress finds the following:
(1) The use of computers and the Internet is rapidly transforming
societal interactions and the relationships among citizens, private
businesses, and the Government.
(2) The Federal Government has had uneven success in applying advances
in information technology to enhance governmental functions and services,
achieve more efficient performance, increase access to Government
information, and increase citizen participation in Government.
(3) Most Internet-based services of the Federal Government are developed
and presented separately, according to the jurisdictional boundaries of an
individual department or agency, rather than being integrated cooperatively
according to function or topic.
(4) Internet-based Government services involving interagency cooperation
are especially difficult to develop and promote, in part because of a lack
of sufficient funding mechanisms to support such interagency
cooperation.
(5) Electronic Government has its impact through improved Government
performance and outcomes within and across agencies.
(6) Electronic Government is a critical element in the management of
Government, to be implemented as part of a management framework that also
addresses finance, procurement, human capital, and other challenges to
improve the performance of Government.
(7) To take full advantage of the improved Government performance that
can be achieved through the use of Internet-based technology requires strong
leadership, better organization, improved interagency collaboration, and
more focused oversight of agency compliance with statutes related to
information resource management.
(b) PURPOSES- The purposes of this Act are the following:
(1) To provide effective leadership of Federal Government efforts to
develop and promote electronic Government services and processes by
establishing an Administrator of a new Office of Electronic Government
within the Office of Management and Budget.
(2) To promote use of the Internet and other information technologies to
provide increased opportunities for citizen participation in
Government.
(3) To promote interagency collaboration in providing electronic
Government services, where this collaboration would improve the service to
citizens by integrating related functions, and in the use of internal
electronic Government processes, where this collaboration would improve the
efficiency and effectiveness of the processes.
(4) To improve the ability of the Government to achieve agency missions
and program performance goals.
(5) To promote the use of the Internet and emerging technologies within
and across Government agencies to provide citizen-centric Government
information and services.
(6) To reduce costs and burdens for businesses and other Government
entities.
(7) To promote better informed decisionmaking by policy makers.
(8) To promote access to high quality Government information and
services across multiple channels.
(9) To make the Federal Government more transparent and
accountable.
(10) To transform agency operations by utilizing, where appropriate,
best practices from public and private sector organizations.
(11) To provide enhanced access to Government information and services
in a manner consistent with laws regarding protection of personal privacy,
national security, records retention, access for persons with disabilities,
and other relevant laws.
TITLE I--OFFICE OF MANAGEMENT AND BUDGET ELECTRONIC GOVERNMENT
SERVICES
SEC. 101. MANAGEMENT AND PROMOTION OF ELECTRONIC GOVERNMENT SERVICES.
(a) IN GENERAL- Title 44, United States Code, is amended by inserting
after chapter 35 the following:
`CHAPTER 36--MANAGEMENT AND PROMOTION OF ELECTRONIC GOVERNMENT
SERVICES
`Sec.
`3602. Office of Electronic Government.
`3603. Chief Information Officers Council.
`3604. E-Government Fund.
`3605. Program to encourage innovative solutions to enhance electronic
Government services and processes.
`3606. E-Government report.
`Sec. 3601. Definitions
`In this chapter, the definitions under section 3502 shall apply, and the
term--
`(1) `Administrator' means the Administrator of the Office of Electronic
Government established under section 3602;
`(2) `Council' means the Chief Information Officers Council established
under section 3603;
`(3) `electronic Government' means the use by the Government of
web-based Internet applications and other information technologies, combined
with processes that implement these technologies, to--
`(A) enhance the access to and delivery of Government information and
services to the public, other agencies, and other Government entities;
or
`(B) bring about improvements in Government operations that may
include effectiveness, efficiency, service quality, or
transformation;
`(4) `enterprise architecture'--
`(i) a strategic information asset base, which defines the
mission;
`(ii) the information necessary to perform the mission;
`(iii) the technologies necessary to perform the mission;
and
`(iv) the transitional processes for implementing new technologies
in response to changing mission needs; and
`(i) a baseline architecture;
`(ii) a target architecture; and
`(iii) a sequencing plan;
`(5) `Fund' means the E-Government Fund established under section
3604;
`(6) `interoperability' means the ability of different operating and
software systems, applications, and services to communicate and exchange
data in an accurate, effective, and consistent manner;
`(7) `integrated service delivery' means the provision of Internet-based
Federal Government information or services integrated according to function
or topic rather than separated according to the boundaries of agency
jurisdiction; and
`(8) `tribal government' means--
`(A) the governing body of any Indian tribe, band, nation, or other
organized group or community located in the continental United States
(excluding the State of Alaska) that is recognized as eligible for the
special programs and services provided by the United States to Indians
because of their status as Indians, and
`(B) any Alaska Native regional or village corporation established
pursuant to the Alaska Native Claims Settlement Act (43 U.S.C. 1601 et
seq.).
`Sec. 3602. Office of Electronic Government
`(a) There is established in the Office of Management and Budget an Office
of Electronic Government.
`(b) There shall be at the head of the Office an Administrator who shall
be appointed by the President.
`(c) The Administrator shall assist the Director in carrying out--
`(1) all functions under this chapter;
`(2) all of the functions assigned to the Director under title II of the
E-Government Act of 2002; and
`(3) other electronic government initiatives, consistent with other
statutes.
`(d) The Administrator shall assist the Director and the Deputy Director
for Management and work with the Administrator of the Office of Information
and Regulatory Affairs in setting strategic direction for implementing
electronic Government, under relevant statutes, including--
`(2) subtitle III of title 40, United States Code;
`(3) section 552a of title 5 (commonly referred to as the `Privacy
Act');
`(4) the Government Paperwork Elimination Act (44 U.S.C. 3504 note);
and
`(5) the Federal Information Security Management Act of 2002.
`(e) The Administrator shall work with the Administrator of the Office of
Information and Regulatory Affairs and with other offices within the Office of
Management and Budget to oversee implementation of electronic Government under
this chapter, chapter 35, the E-Government Act of 2002, and other relevant
statutes, in a manner consistent with law, relating to--
`(1) capital planning and investment control for information
technology;
`(2) the development of enterprise architectures;
`(3) information security;
`(5) access to, dissemination of, and preservation of Government
information;
`(6) accessibility of information technology for persons with
disabilities; and
`(7) other areas of electronic Government.
`(f) Subject to requirements of this chapter, the Administrator shall
assist the Director by performing electronic Government functions as
follows:
`(1) Advise the Director on the resources required to develop and
effectively administer electronic Government initiatives.
`(2) Recommend to the Director changes relating to Governmentwide
strategies and priorities for electronic Government.
`(3) Provide overall leadership and direction to the executive branch on
electronic Government.
`(4) Promote innovative uses of information technology by agencies,
particularly initiatives involving multiagency collaboration, through
support of pilot projects, research, experimentation, and the use of
innovative technologies.
`(5) Oversee the distribution of funds from, and ensure appropriate
administration and coordination of, the E-Government Fund established under
section 3604.
`(6) Coordinate with the Administrator of General Services regarding
programs undertaken by the General Services Administration to promote
electronic government and the efficient use of information technologies by
agencies.
`(7) Lead the activities of the Chief Information Officers Council
established under section 3603 on behalf of the Deputy Director for
Management, who shall chair the council.
`(8) Assist the Director in establishing policies which shall set the
framework for information technology standards for the Federal Government
developed by the National Institute of Standards and Technology and
promulgated by the Secretary of Commerce under section 11331 of title 40,
taking into account, if appropriate, recommendations of the Chief
Information Officers Council, experts, and interested parties from the
private and nonprofit sectors and State, local, and tribal governments, and
maximizing the use of commercial standards as appropriate, including the
following:
`(A) Standards and guidelines for interconnectivity and
interoperability as described under section 3504.
`(B) Consistent with the process under section 207(d) of the
E-Government Act of 2002, standards and guidelines for categorizing
Federal Government electronic information to enable efficient use of
technologies, such as through the use of extensible markup
language.
`(C) Standards and guidelines for Federal Government computer system
efficiency and security.
`(9) Sponsor ongoing dialogue that--
`(A) shall be conducted among Federal, State, local, and tribal
government leaders on electronic Government in the executive, legislative,
and judicial branches, as well as leaders in the private and nonprofit
sectors, to encourage collaboration and enhance understanding of best
practices and innovative approaches in acquiring, using, and managing
information resources;
`(B) is intended to improve the performance of governments in
collaborating on the use of information technology to improve the delivery
of Government information and services; and
`(i) development of innovative models--
`(I) for electronic Government management and Government
information technology contracts; and
`(II) that may be developed through focused discussions or using
separately sponsored research;
`(ii) identification of opportunities for public-private
collaboration in using Internet-based technology to increase the
efficiency of Government-to-business transactions;
`(iii) identification of mechanisms for providing incentives to
program managers and other Government employees to develop and implement
innovative uses of information technologies; and
`(iv) identification of opportunities for public, private, and
intergovernmental collaboration in addressing the disparities in access
to the Internet and information technology.
`(10) Sponsor activities to engage the general public in the development
and implementation of policies and programs, particularly activities aimed
at fulfilling the goal of using the most effective citizen-centered
strategies and those activities which engage multiple agencies providing
similar or related information and services.
`(11) Oversee the work of the General Services Administration and other
agencies in developing the integrated Internet-based system under section
204 of the E-Government Act of 2002.
`(12) Coordinate with the Administrator for Federal Procurement Policy
to ensure effective implementation of electronic procurement
initiatives.
`(13) Assist Federal agencies, including the General Services
Administration, the Department of Justice, and the United States Access
Board in--
`(A) implementing accessibility standards under section 508 of the
Rehabilitation Act of 1973 (29 U.S.C. 794d); and
`(B) ensuring compliance with those standards through the budget
review process and other means.
`(14) Oversee the development of enterprise architectures within and
across agencies.
`(15) Assist the Director and the Deputy Director for Management in
overseeing agency efforts to ensure that electronic Government activities
incorporate adequate, risk-based, and cost-effective security compatible
with business processes.
`(16) Administer the Office of Electronic Government established under
this section.
`(17) Assist the Director in preparing the E-Government report
established under section 3606.
`(g) The Director shall ensure that the Office of Management and Budget,
including the Office of Electronic Government, the Office of Information and
Regulatory Affairs, and other relevant offices, have adequate staff and
resources to properly fulfill all functions under the E-Government Act of
2002.
`Sec. 3603. Chief Information Officers Council
`(a) There is established in the executive branch a Chief Information
Officers Council.
`(b) The members of the Council shall be as follows:
`(1) The Deputy Director for Management of the Office of Management and
Budget, who shall act as chairperson of the Council.
`(2) The Administrator of the Office of Electronic Government.
`(3) The Administrator of the Office of Information and Regulatory
Affairs.
`(4) The chief information officer of each agency described under
section 901(b) of title 31.
`(5) The chief information officer of the Central Intelligence
Agency.
`(6) The chief information officer of the Department of the Army, the
Department of the Navy, and the Department of the Air Force, if chief
information officers have been designated for such departments under section
3506(a)(2)(B).
`(7) Any other officer or employee of the United States designated by
the chairperson.
`(c)(1) The Administrator of the Office of Electronic Government shall
lead the activities of the Council on behalf of the Deputy Director for
Management.
`(2)(A) The Vice Chairman of the Council shall be selected by the Council
from among its members.
`(B) The Vice Chairman shall serve a 1-year term, and may serve multiple
terms.
`(3) The Administrator of General Services shall provide administrative
and other support for the Council.
`(d) The Council is designated the principal interagency forum for
improving agency practices related to the design, acquisition, development,
modernization, use, operation, sharing, and performance of Federal Government
information resources.
`(e) In performing its duties, the Council shall consult regularly with
representatives of State, local, and tribal governments.
`(f) The Council shall perform functions that include the following:
`(1) Develop recommendations for the Director on Government information
resources management policies and requirements.
`(2) Share experiences, ideas, best practices, and innovative approaches
related to information resources management.
`(3) Assist the Administrator in the identification, development, and
coordination of multiagency projects and other innovative initiatives to
improve Government performance through the use of information
technology.
`(4) Promote the development and use of common performance measures for
agency information resources management under this chapter and title II of
the E-Government Act of 2002.
`(5) Work as appropriate with the National Institute of Standards and
Technology and the Administrator to develop recommendations on information
technology standards developed under section 20 of the National Institute of
Standards and Technology Act (15 U.S.C. 278g-3) and promulgated under
section 11331 of title 40, and maximize the use of commercial standards as
appropriate, including the following:
`(A) Standards and guidelines for interconnectivity and
interoperability as described under section 3504.
`(B) Consistent with the process under section 207(d) of the
E-Government Act of 2002, standards and guidelines for categorizing
Federal Government electronic information to enable efficient use of
technologies, such as through the use of extensible markup
language.
`(C) Standards and guidelines for Federal Government computer system
efficiency and security.
`(6) Work with the Office of Personnel Management to assess and address
the hiring, training, classification, and professional development needs of
the Government related to information resources management.
`(7) Work with the Archivist of the United States to assess how the
Federal Records Act can be addressed effectively by Federal information
resources management activities.
`Sec. 3604. E-Government Fund
`(a)(1) There is established in the Treasury of the United States the
E-Government Fund.
`(2) The Fund shall be administered by the Administrator of the General
Services Administration to support projects approved by the Director, assisted
by the Administrator of the Office of Electronic Government, that enable the
Federal Government to expand its ability, through the development and
implementation of innovative uses of the Internet or other electronic methods,
to conduct activities electronically.
`(3) Projects under this subsection may include efforts to--
`(A) make Federal Government information and services more readily
available to members of the public (including individuals, businesses,
grantees, and State and local governments);
`(B) make it easier for the public to apply for benefits, receive
services, pursue business opportunities, submit information, and otherwise
conduct transactions with the Federal Government; and
`(C) enable Federal agencies to take advantage of information technology
in sharing information and conducting transactions with each other and with
State and local governments.
`(b)(1) The Administrator shall--
`(A) establish procedures for accepting and reviewing proposals for
funding;
`(B) consult with interagency councils, including the Chief Information
Officers Council, the Chief Financial Officers Council, and other
interagency management councils, in establishing procedures and reviewing
proposals; and
`(C) assist the Director in coordinating resources that agencies receive
from the Fund with other resources available to agencies for similar
purposes.
`(2) When reviewing proposals and managing the Fund, the Administrator
shall observe and incorporate the following procedures:
`(A) A project requiring substantial involvement or funding from an
agency shall be approved by a senior official with agencywide authority on
behalf of the head of the agency, who shall report directly to the head of
the agency.
`(B) Projects shall adhere to fundamental capital planning and
investment control processes.
`(C) Agencies shall identify in their proposals resource commitments
from the agencies involved and how these resources would be coordinated with
support from the Fund, and include plans for potential continuation of
projects after all funds made available from the Fund are expended.
`(D) After considering the recommendations of the interagency councils,
the Director, assisted by the Administrator, shall have final authority to
determine which of the candidate projects shall be funded from the
Fund.
`(E) Agencies shall assess the results of funded projects.
`(c) In determining which proposals to recommend for funding, the
Administrator--
`(1) shall consider criteria that include whether a proposal--
`(A) identifies the group to be served, including citizens,
businesses, the Federal Government, or other governments;
`(B) indicates what service or information the project will provide
that meets needs of groups identified under subparagraph (A);
`(C) ensures proper security and protects privacy;
`(D) is interagency in scope, including projects implemented by a
primary or single agency that--
`(i) could confer benefits on multiple agencies; and
`(ii) have the support of other agencies; and
`(E) has performance objectives that tie to agency missions and
strategic goals, and interim results that relate to the objectives;
and
`(2) may also rank proposals based on criteria that include whether a
proposal--
`(A) has Governmentwide application or implications;
`(B) has demonstrated support by the public to be served;
`(C) integrates Federal with State, local, or tribal approaches to
service delivery;
`(D) identifies resource commitments from nongovernmental
sectors;
`(E) identifies resource commitments from the agencies
involved;
`(F) uses web-based technologies to achieve objectives;
`(G) identifies records management and records access
strategies;
`(H) supports more effective citizen participation in and interaction
with agency activities that further progress toward a more
citizen-centered Government;
`(I) directly delivers Government information and services to the
public or provides the infrastructure for delivery;
`(J) supports integrated service delivery;
`(K) describes how business processes across agencies will reflect
appropriate transformation simultaneous to technology implementation;
and
`(L) is new or innovative and does not supplant existing funding
streams within agencies.
`(d) The Fund may be used to fund the integrated Internet-based system
under section 204 of the E-Government Act of 2002.
`(e) None of the funds provided from the Fund may be transferred to any
agency until 15 days after the Administrator of the General Services
Administration has submitted to the Committees on Appropriations of the Senate
and the House of Representatives, the Committee on Governmental Affairs of the
Senate, the Committee on Government Reform of the House of Representatives,
and the appropriate authorizing committees of the Senate and the House of
Representatives, a notification and description of how the funds are to be
allocated and how the expenditure will further the purposes of this
chapter.
`(f)(1) The Director shall report annually to Congress on the operation of
the Fund, through the report established under section 3606.
`(2) The report under paragraph (1) shall describe--
`(A) all projects which the Director has approved for funding from the
Fund; and
`(B) the results that have been achieved to date for these funded
projects.
`(g)(1) There are authorized to be appropriated to the Fund--
`(A) $45,000,000 for fiscal year 2003;
`(B) $50,000,000 for fiscal year 2004;
`(C) $100,000,000 for fiscal year 2005;
`(D) $150,000,000 for fiscal year 2006; and
`(E) such sums as are necessary for fiscal year 2007.
`(2) Funds appropriated under this subsection shall remain available until
expended.
`Sec. 3605. Program to encourage innovative solutions to enhance electronic
Government services and processes
`(a) ESTABLISHMENT OF PROGRAM- The Administrator shall establish and
promote a Governmentwide program to encourage contractor innovation and
excellence in facilitating the development and enhancement of electronic
Government services and processes.
`(b) ISSUANCE OF ANNOUNCEMENTS SEEKING INNOVATIVE SOLUTIONS- Under the
program, the Administrator, in consultation with the Council and the
Administrator for Federal Procurement Policy, shall issue announcements
seeking unique and innovative solutions to facilitate the development and
enhancement of electronic Government services and processes.
`(c) MULTIAGENCY TECHNICAL ASSISTANCE TEAM- (1) The Administrator, in
consultation with the Council and the Administrator for Federal Procurement
Policy, shall convene a multiagency technical assistance team to assist in
screening proposals submitted to the Administrator to provide unique and
innovative solutions to facilitate the development and enhancement of
electronic Government services and processes. The team shall be composed of
employees of the agencies represented on the Council who have expertise in
scientific and technical disciplines that would facilitate the assessment of
the feasibility of the proposals.
`(2) The technical assistance team shall--
`(A) assess the feasibility, scientific and technical merits, and
estimated cost of each proposal; and
`(B) submit each proposal, and the assessment of the proposal, to the
Administrator.
`(3) The technical assistance team shall not consider or evaluate
proposals submitted in response to a solicitation for offers for a pending
procurement or for a specific agency requirement.
`(4) After receiving proposals and assessments from the technical
assistance team, the Administrator shall consider recommending appropriate
proposals for funding under the E-Government Fund established under section
3604 or, if appropriate, forward the proposal and the assessment of it to the
executive agency whose mission most coincides with the subject matter of the
proposal.
`Sec. 3606. E-Government report
`(a) Not later than March 1 of each year, the Director shall submit an
E-Government status report to the Committee on Governmental Affairs of the
Senate and the Committee on Government Reform of the House of
Representatives.
`(b) The report under subsection (a) shall contain--
`(1) a summary of the information reported by agencies under section
202(f) of the E-Government Act of 2002;
`(2) the information required to be reported by section 3604(f);
and
`(3) a description of compliance by the Federal Government with other
goals and provisions of the E-Government Act of 2002.'.
(b) TECHNICAL AND CONFORMING AMENDMENT- The table of chapters for title
44, United States Code, is amended by inserting after the item relating to
chapter 35 the following:
3601'.
SEC. 102. CONFORMING AMENDMENTS.
(a) ELECTRONIC GOVERNMENT AND INFORMATION TECHNOLOGIES-
(1) IN GENERAL- Chapter 3 of title 40, United States Code, is amended by
inserting after section 304 the following new section:
`Sec. 305. Electronic Government and information technologies
`The Administrator of General Services shall consult with the
Administrator of the Office of Electronic Government on programs undertaken by
the General Services Administration to promote electronic Government and the
efficient use of information technologies by Federal agencies.'.
(2) TECHNICAL AND CONFORMING AMENDMENT- The table of sections for
chapter 3 of such title is amended by inserting after the item relating to
section 304 the following:
`305. Electronic Government and information technologies.'.
(b) MODIFICATION OF DEPUTY DIRECTOR FOR MANAGEMENT FUNCTIONS- Section
503(b) of title 31, United States Code, is amended--
(1) by redesignating paragraphs (5), (6), (7), (8), and (9), as
paragraphs (6), (7), (8), (9), and (10), respectively; and
(2) by inserting after paragraph (4) the following:
`(5) Chair the Chief Information Officers Council established under
section 3603 of title 44.'.
(c) OFFICE OF ELECTRONIC GOVERNMENT-
(1) IN GENERAL- Chapter 5 of title 31, United States Code, is amended by
inserting after section 506 the following:
`Sec. 507. Office of Electronic Government
`The Office of Electronic Government, established under section 3602 of
title 44, is an office in the Office of Management and Budget.'.
(2) TECHNICAL AND CONFORMING AMENDMENT- The table of sections for
chapter 5 of title 31, United States Code, is amended by inserting after the
item relating to section 506 the following:
`507. Office of Electronic Government.'.
TITLE II--FEDERAL MANAGEMENT AND PROMOTION OF ELECTRONIC GOVERNMENT
SERVICES
SEC. 201. DEFINITIONS.
Except as otherwise provided, in this title the definitions under sections
3502 and 3601 of title 44, United States Code, shall apply.
SEC. 202. FEDERAL AGENCY RESPONSIBILITIES.
(a) IN GENERAL- The head of each agency shall be responsible for--
(1) complying with the requirements of this Act (including the
amendments made by this Act), the related information resource management
policies and guidance established by the Director of the Office of
Management and Budget, and the related information technology standards
promulgated by the Secretary of Commerce;
(2) ensuring that the information resource management policies and
guidance established under this Act by the Director, and the related
information technology standards promulgated by the Secretary of Commerce
are communicated promptly and effectively to all relevant officials within
their agency; and
(3) supporting the efforts of the Director and the Administrator of the
General Services Administration to develop, maintain, and promote an
integrated Internet-based system of delivering Federal Government
information and services to the public under section 204.
(b) PERFORMANCE INTEGRATION-
(1) Agencies shall develop performance measures that demonstrate how
electronic government enables progress toward agency objectives, strategic
goals, and statutory mandates.
(2) In measuring performance under this section, agencies shall rely on
existing data collections to the extent practicable.
(3) Areas of performance measurement that agencies should consider
include--
(B) agency productivity; and
(C) adoption of innovative information technology, including the
appropriate use of commercial best practices.
(4) Agencies shall link their performance goals, as appropriate, to key
groups, including citizens, businesses, and other governments, and to
internal Federal Government operations.
(5) As appropriate, agencies shall work collectively in linking their
performance goals to groups identified under paragraph (4) and shall use
information technology in delivering Government information and services to
those groups.
(c) AVOIDING DIMINISHED ACCESS- When promulgating policies and
implementing programs regarding the provision of Government information and
services over the Internet, agency heads shall consider the impact on persons
without access to the Internet, and shall, to the extent practicable--
(1) ensure that the availability of Government information and services
has not been diminished for individuals who lack access to the Internet;
and
(2) pursue alternate modes of delivery that make Government information
and services more accessible to individuals who do not own computers or lack
access to the Internet.
(d) ACCESSIBILITY TO PEOPLE WITH DISABILITIES- All actions taken by
Federal departments and agencies under this Act shall be in compliance with
section 508 of the Rehabilitation Act of 1973 (29 U.S.C. 794d).
(e) SPONSORED ACTIVITIES- Agencies shall sponsor activities that use
information technology to engage the public in the development and
implementation of policies and programs.
(f) CHIEF INFORMATION OFFICERS- The Chief Information Officer of each of
the agencies designated under chapter 36 of title 44, United States Code (as
added by this Act) shall be responsible for--
(1) participating in the functions of the Chief Information Officers
Council; and
(2) monitoring the implementation, within their respective agencies, of
information technology standards promulgated by the Secretary of Commerce,
including common standards for interconnectivity and interoperability,
categorization of Federal Government electronic information, and computer
system efficiency and security.
(g) E-GOVERNMENT STATUS REPORT-
(1) IN GENERAL- Each agency shall compile and submit to the Director an
annual E-Government Status Report on--
(A) the status of the implementation by the agency of electronic
government initiatives;
(B) compliance by the agency with this Act; and
(C) how electronic Government initiatives of the agency improve
performance in delivering programs to constituencies.
(2) SUBMISSION- Each agency shall submit an annual report under this
subsection--
(A) to the Director at such time and in such manner as the Director
requires;
(B) consistent with related reporting requirements; and
(C) which addresses any section in this title relevant to that
agency.
(h) USE OF TECHNOLOGY- Nothing in this Act supersedes the responsibility
of an agency to use or manage information technology to deliver Government
information and services that fulfill the statutory mission and programs of
the agency.
(i) NATIONAL SECURITY SYSTEMS-
(1) INAPPLICABILITY- Except as provided under paragraph (2), this title
does not apply to national security systems as defined in section 11103 of
title 40, United States Code.
(2) APPLICABILITY- This section, section 203, and section 214 do apply
to national security systems to the extent practicable and consistent with
law.
SEC. 203. COMPATIBILITY OF EXECUTIVE AGENCY METHODS FOR USE AND ACCEPTANCE
OF ELECTRONIC SIGNATURES.
(a) PURPOSE- The purpose of this section is to achieve interoperable
implementation of electronic signatures for appropriately secure electronic
transactions with Government.
(b) ELECTRONIC SIGNATURES- In order to fulfill the objectives of the
Government Paperwork Elimination Act (Public Law 105-277; 112 Stat. 2681-749
through 2681-751), each Executive agency (as defined under section 105 of
title 5, United States Code) shall ensure that its methods for use and
acceptance of electronic signatures are compatible with the relevant policies
and procedures issued by the Director.
(c) AUTHORITY FOR ELECTRONIC SIGNATURES- The Administrator of General
Services shall support the Director by establishing a framework to allow
efficient interoperability among Executive agencies when using electronic
signatures, including processing of digital signatures.
(d) AUTHORIZATION OF APPROPRIATIONS- There are authorized to be
appropriated to the General Services Administration, to ensure the development
and operation of a Federal bridge certification authority for digital
signature compatibility, and for other activities consistent with this
section, $8,000,000 or such sums as are necessary in fiscal year 2003, and
such sums as are necessary for each fiscal year thereafter.
SEC. 204. FEDERAL INTERNET PORTAL.
(1) PUBLIC ACCESS- The Director shall work with the Administrator of the
General Services Administration and other agencies to maintain and promote
an integrated Internet-based system of providing the public with access to
Government information and services.
(2) CRITERIA- To the extent practicable, the integrated system shall be
designed and operated according to the following criteria:
(A) The provision of Internet-based Government information and
services directed to key groups, including citizens, business, and other
governments, and integrated according to function or topic rather than
separated according to the boundaries of agency jurisdiction.
(B) An ongoing effort to ensure that Internet-based Government
services relevant to a given citizen activity are available from a single
point.
(C) Access to Federal Government information and services
consolidated, as appropriate, with Internet-based information and services
provided by State, local, and tribal governments.
(D) Access to Federal Government information held by 1 or more
agencies shall be made available in a manner that protects privacy,
consistent with law.
(b) AUTHORIZATION OF APPROPRIATIONS- There are authorized to be
appropriated to the General Services Administration $15,000,000 for the
maintenance, improvement, and promotion of the integrated Internet-based
system for fiscal year 2003, and such sums as are necessary for fiscal years
2004 through 2007.
SEC. 205. FEDERAL COURTS.
(a) INDIVIDUAL COURT WEBSITES- The Chief Justice of the United States, the
chief judge of each circuit and district and of the Court of Federal Claims,
and the chief bankruptcy judge of each district shall cause to be established
and maintained, for the court of which the judge is chief justice or judge, a
website that contains the following information or links to websites with the
following information:
(1) Location and contact information for the courthouse, including the
telephone numbers and contact names for the clerk's office and justices' or
judges' chambers.
(2) Local rules and standing or general orders of the court.
(3) Individual rules, if in existence, of each justice or judge in that
court.
(4) Access to docket information for each case.
(5) Access to the substance of all written opinions issued by the court,
regardless of whether such opinions are to be published in the official
court reporter, in a text searchable format.
(6) Access to documents filed with the courthouse in electronic form, to
the extent provided under subsection (c).
(7) Any other information (including forms in a format that can be
downloaded) that the court determines useful to the public.
(b) MAINTENANCE OF DATA ONLINE-
(1) UPDATE OF INFORMATION- The information and rules on each website
shall be updated regularly and kept reasonably current.
(2) CLOSED CASES- Electronic files and docket information for cases
closed for more than 1 year are not required to be made available online,
except all written opinions with a date of issuance after the effective date
of this section shall remain available online.
(1) IN GENERAL- Except as provided under paragraph (2) or in the rules
prescribed under paragraph (3), each court shall make any document that is
filed electronically publicly available online. A court may convert any
document that is filed in paper form to electronic form. To the extent such
conversions are made, all such electronic versions of the document shall be
made available online.
(2) EXCEPTIONS- Documents that are filed that are not otherwise
available to the public, such as documents filed under seal, shall not be
made available online.
(3) PRIVACY AND SECURITY CONCERNS- (A)(i) The Supreme Court shall
prescribe rules, in accordance with sections 2072 and 2075 of title 28,
United States Code, to protect privacy and security concerns relating to
electronic filing of documents and the public availability under this
subsection of documents filed electronically.
(ii) Such rules shall provide to the extent practicable for uniform
treatment of privacy and security issues throughout the Federal
courts.
(iii) Such rules shall take into consideration best practices in Federal
and State courts to protect private information or otherwise maintain
necessary information security.
(iv) To the extent that such rules provide for the redaction of certain
categories of information in order to protect privacy and security concerns,
such rules shall provide that a party that wishes to file an otherwise
proper document containing such information may file an unredacted document
under seal, which shall be retained by the court as part of the record, and
which, at the discretion of the court and subject to any applicable rules
issued in accordance with chapter 131 of title 28, United States Code, shall
be either in lieu of, or in addition, to, a redacted copy in the public
file.
(B)(i) Subject to clause (ii), the Judicial Conference of the United
States may issue interim rules, and interpretive statements relating to the
application of such rules, which conform to the requirements of this
paragraph and which shall cease to have effect upon the effective date of
the rules required under subparagraph (A).
(ii) Pending issuance of the rules required under subparagraph (A), any
rule or order of any court, or of the Judicial Conference, providing for the
redaction of certain categories of information in order to protect privacy
and security concerns arising from electronic filing shall comply with, and
be construed in conformity with, subparagraph (A)(iv).
(C) Not later than 1 year after the rules prescribed under subparagraph
(A) take effect, and every 2 years thereafter, the Judicial Conference shall
submit to Congress a report on the adequacy of those rules to protect
privacy and security.
(d) DOCKETS WITH LINKS TO DOCUMENTS- The Judicial Conference of the United
States shall explore the feasibility of technology to post online dockets with
links allowing all filings, decisions, and rulings in each case to be obtained
from the docket sheet of that case.
(e) COST OF PROVIDING ELECTRONIC DOCKETING INFORMATION- Section 303(a) of
the Judiciary Appropriations Act, 1992 (28 U.S.C. 1913 note) is amended in the
first sentence by striking `shall hereafter' and inserting `may, only to the
extent necessary,'.
(f) TIME REQUIREMENTS- Not later than 2 years after the effective date of
this title, the websites under subsection (a) shall be established, except
that access to documents filed in electronic form shall be established not
later than 4 years after that effective date.
(i) NOTIFICATION- The Chief Justice of the United States, a chief
judge, or chief bankruptcy judge may submit a notification to the
Administrative Office of the United States Courts to defer compliance
with any requirement of this section with respect to the Supreme Court,
a court of appeals, district, or the bankruptcy court of a
district.
(ii) CONTENTS- A notification submitted under this subparagraph
shall state--
(I) the reasons for the deferral; and
(II) the online methods, if any, or any alternative methods, such
court or district is using to provide greater public access to
information.
(B) EXCEPTION- To the extent that the Supreme Court, a court of
appeals, district, or bankruptcy court of a district maintains a website
under subsection (a), the Supreme Court or that court of appeals or
district shall comply with subsection (b)(1).
(2) REPORT- Not later than 1 year after the effective date of this
title, and every year thereafter, the Judicial Conference of the United
States shall submit a report to the Committees on Governmental Affairs and
the Judiciary of the Senate and the Committees on Government Reform and the
Judiciary of the House of Representatives that--
(A) contains all notifications submitted to the Administrative Office
of the United States Courts under this subsection; and
(B) summarizes and evaluates all notifications.
SEC. 206. REGULATORY AGENCIES.
(a) PURPOSES- The purposes of this section are to--
(1) improve performance in the development and issuance of agency
regulations by using information technology to increase access,
accountability, and transparency; and
(2) enhance public participation in Government by electronic means,
consistent with requirements under subchapter II of chapter 5 of title 5,
United States Code, (commonly referred to as the `Administrative Procedures
Act').
(b) INFORMATION PROVIDED BY AGENCIES ONLINE- To the extent practicable as
determined by the agency in consultation with the Director, each agency (as
defined under section 551 of title 5, United States Code) shall ensure that a
publicly accessible Federal Government website includes all information about
that agency required to be published in the Federal Register under paragraphs
(1) and (2) of section 552(a) of title 5, United States Code.
(c) SUBMISSIONS BY ELECTRONIC MEANS- To the extent practicable, agencies
shall accept submissions under section 553(c) of title 5, United States Code,
by electronic means.
(d) ELECTRONIC DOCKETING-
(1) IN GENERAL- To the extent practicable, as determined by the agency
in consultation with the Director, agencies shall ensure that a publicly
accessible Federal Government website contains electronic dockets for
rulemakings under section 553 of title 5, United States Code.
(2) INFORMATION AVAILABLE- Agency electronic dockets shall make publicly
available online to the extent practicable, as determined by the agency in
consultation with the Director--
(A) all submissions under section 553(c) of title 5, United States
Code; and
(B) other materials that by agency rule or practice are included in
the rulemaking docket under section 553(c) of title 5, United States Code,
whether or not submitted electronically.
(e) TIME LIMITATION- Agencies shall implement the requirements of this
section consistent with a timetable established by the Director and reported
to Congress in the first annual report under section 3606 of title 44 (as
added by this Act).
SEC. 207. ACCESSIBILITY, USABILITY, AND PRESERVATION OF GOVERNMENT
INFORMATION.
(a) PURPOSE- The purpose of this section is to improve the methods by
which Government information, including information on the Internet, is
organized, preserved, and made accessible to the public.
(b) DEFINITIONS- In this section, the term--
(1) `Committee' means the Interagency Committee on Government
Information established under subsection (c); and
(2) `directory' means a taxonomy of subjects linked to websites
that--
(A) organizes Government information on the Internet according to
subject matter; and
(B) may be created with the participation of human editors.
(c) INTERAGENCY COMMITTEE-
(1) ESTABLISHMENT- Not later than 180 days after the date of enactment
of this title, the Director shall establish the Interagency Committee on
Government Information.
(2) MEMBERSHIP- The Committee shall be chaired by the Director or the
designee of the Director and--
(A) shall include representatives from--
(i) the National Archives and Records Administration;
(ii) the offices of the Chief Information Officers from Federal
agencies; and
(iii) other relevant officers from the executive branch;
and
(B) may include representatives from the Federal legislative and
judicial branches.
(3) FUNCTIONS- The Committee shall--
(A) engage in public consultation to the maximum extent feasible,
including consultation with interested communities such as public advocacy
organizations;
(B) conduct studies and submit recommendations, as provided under this
section, to the Director and Congress; and
(C) share effective practices for access to, dissemination of, and
retention of Federal information.
(4) TERMINATION- The Committee may be terminated on a date determined by
the Director, except the Committee may not terminate before the Committee
submits all recommendations required under this section.
(d) CATEGORIZING OF INFORMATION-
(1) COMMITTEE FUNCTIONS- Not later than 2 years after the date of
enactment of this Act, the Committee shall submit recommendations to the
Director on--
(A) the adoption of standards, which are open to the maximum extent
feasible, to enable the organization and categorization of Government
information--
(i) in a way that is searchable electronically, including by
searchable identifiers; and
(iii) in ways that are interoperable across agencies;
(B) the definition of categories of Government information which
should be classified under the standards; and
(C) determining priorities and developing schedules for the initial
implementation of the standards by agencies.
(2) FUNCTIONS OF THE DIRECTOR- Not later than 1 year after the
submission of recommendations under paragraph (1), the Director shall issue
policies--
(A) requiring that agencies use standards, which are open to the
maximum extent feasible, to enable the organization and categorization of
Government information--
(i) in a way that is searchable electronically, including by
searchable identifiers;
(ii) in ways that are interoperable across agencies; and
(iii) that are, as appropriate, consistent with the provisions under
section 3602(f)(8) of title 44, United States Code;
(B) defining categories of Government information which shall be
required to be classified under the standards; and
(C) determining priorities and developing schedules for the initial
implementation of the standards by agencies.
(3) MODIFICATION OF POLICIES- After the submission of agency reports
under paragraph (4), the Director shall modify the policies, as needed, in
consultation with the Committee and interested parties.
(4) AGENCY FUNCTIONS- Each agency shall report annually to the Director,
in the report established under section 202(g), on compliance of that agency
with the policies issued under paragraph (2)(A).
(e) PUBLIC ACCESS TO ELECTRONIC INFORMATION-
(1) COMMITTEE FUNCTIONS- Not later than 2 years after the date of
enactment of this Act, the Committee shall submit recommendations to the
Director and the Archivist of the United States on--
(A) the adoption by agencies of policies and procedures to ensure that
chapters 21, 25, 27, 29, and 31 of title 44, United States Code, are
applied effectively and comprehensively to Government information on the
Internet and to other electronic records; and
(B) the imposition of timetables for the implementation of the
policies and procedures by agencies.
(2) FUNCTIONS OF THE ARCHIVIST- Not later than 1 year after the
submission of recommendations by the Committee under paragraph (1), the
Archivist of the United States shall issue policies--
(A) requiring the adoption by agencies of policies and procedures to
ensure that chapters 21, 25, 27, 29, and 31 of title 44, United States
Code, are applied effectively and comprehensively to Government
information on the Internet and to other electronic records; and
(B) imposing timetables for the implementation of the policies,
procedures, and technologies by agencies.
(3) MODIFICATION OF POLICIES- After the submission of agency reports
under paragraph (4), the Archivist of the United States shall modify the
policies, as needed, in consultation with the Committee and interested
parties.
(4) AGENCY FUNCTIONS- Each agency shall report annually to the Director,
in the report established under section 202(g), on compliance of that agency
with the policies issued under paragraph (2)(A).
(1) STANDARDS FOR AGENCY WEBSITES- Not later than 2 years after the
effective date of this title, the Director shall promulgate guidance for
agency websites that includes--
(A) requirements that websites include direct links to--
(i) descriptions of the mission and statutory authority of the
agency;
(ii) information made available to the public under subsections
(a)(1) and (b) of section 552 of title 5, United States Code (commonly
referred to as the `Freedom of Information Act');
(iii) information about the organizational structure of the agency;
and
(iv) the strategic plan of the agency developed under section 306 of
title 5, United States Code; and
(B) minimum agency goals to assist public users to navigate agency
websites, including--
(i) speed of retrieval of search results;
(ii) the relevance of the results;
(iii) tools to aggregate and disaggregate data; and
(iv) security protocols to protect information.
(2) AGENCY REQUIREMENTS- (A) Not later than 2 years after the date of
enactment of this Act, each agency shall--
(i) consult with the Committee and solicit public comment;
(ii) establish a process for determining which Government information
the agency intends to make available and accessible to the public on the
Internet and by other means;
(iii) develop priorities and schedules for making Government
information available and accessible;
(iv) make such final determinations, priorities, and schedules
available for public comment;
(v) post such final determinations, priorities, and schedules on the
Internet; and
(vi) submit such final determinations, priorities, and schedules to
the Director, in the report established under section 202(g).
(B) Each agency shall update determinations, priorities, and schedules
of the agency, as needed, after consulting with the Committee and soliciting
public comment, if appropriate.
(3) PUBLIC DOMAIN DIRECTORY OF PUBLIC FEDERAL GOVERNMENT WEBSITES-
(A) ESTABLISHMENT- Not later than 2 years after the effective date of
this title, the Director and each agency shall--
(i) develop and establish a public domain directory of public
Federal Government websites; and
(ii) post the directory on the Internet with a link to the
integrated Internet-based system established under section
204.
(B) DEVELOPMENT- With the assistance of each agency, the Director
shall--
(i) direct the development of the directory through a collaborative
effort, including input from--
(II) information technology managers;
(V) Federal depository librarians; and
(VI) other interested parties; and
(ii) develop a public domain taxonomy of subjects used to review and
categorize public Federal Government websites.
(C) UPDATE- With the assistance of each agency, the Administrator of
the Office of Electronic Government shall--
(i) update the directory as necessary, but not less than every 6
months; and
(ii) solicit interested persons for improvements to the
directory.
(g) ACCESS TO FEDERALLY FUNDED RESEARCH AND DEVELOPMENT-
(1) DEVELOPMENT AND MAINTENANCE OF GOVERNMENTWIDE REPOSITORY AND
WEBSITE-
(A) REPOSITORY AND WEBSITE- The Director of the Office of Management
and Budget (or the Director's delegate), in consultation with the Director
of the Office of Science and Technology Policy and other relevant
agencies, shall ensure the development and maintenance of--
(i) a repository that fully integrates, to the maximum extent
feasible, information about research and development funded by the
Federal Government, and the repository shall--
(I) include information about research and development funded by
the Federal Government, consistent with any relevant protections for
the information under section 552 of title 5, United States Code, and
performed by--
(aa) institutions not a part of the Federal Government, including
State, local, and foreign governments; industrial firms; educational
institutions; not-for-profit organizations; federally funded research and
development centers; and private individuals; and
(bb) entities of the Federal Government, including research and
development laboratories, centers, and offices; and
(II) integrate information about each separate research and
development task or award, including--
(aa) the dates upon which the task or award is expected to start and
end;
(bb) a brief summary describing the objective and the scientific and
technical focus of the task or award;
(cc) the entity or institution performing the task or award and its
contact information;
(dd) the total amount of Federal funds expected to be provided to the
task or award over its lifetime and the amount of funds expected to be provided
in each fiscal year in which the work of the task or award is ongoing;
(ee) any restrictions attached to the task or award that would
prevent the sharing with the general public of any or all of the information
required by this subsection, and the reasons for such restrictions; and
(ff) such other information as may be determined to be appropriate;
and
(ii) 1 or more websites upon which all or part of the repository of
Federal research and development shall be made available to and
searchable by Federal agencies and non-Federal entities, including the
general public, to facilitate--
(I) the coordination of Federal research and development
activities;
(II) collaboration among those conducting Federal research and
development;
(III) the transfer of technology among Federal agencies and
between Federal agencies and non-Federal entities; and
(IV) access by policymakers and the public to information
concerning Federal research and development activities.
(B) OVERSIGHT- The Director of the Office of Management and Budget
shall issue any guidance determined necessary to ensure that agencies
provide all information requested under this subsection.
(2) AGENCY FUNCTIONS- Any agency that funds Federal research and
development under this subsection shall provide the information required to
populate the repository in the manner prescribed by the Director of the
Office of Management and Budget.
(3) COMMITTEE FUNCTIONS- Not later than 18 months after the date of
enactment of this Act, working with the Director of the Office of Science
and Technology Policy, and after consultation with interested parties, the
Committee shall submit recommendations to the Director on--
(A) policies to improve agency reporting of information for the
repository established under this subsection; and
(B) policies to improve dissemination of the results of research
performed by Federal agencies and federally funded research and
development centers.
(4) FUNCTIONS OF THE DIRECTOR- After submission of recommendations by
the Committee under paragraph (3), the Director shall report on the
recommendations of the Committee and Director to Congress, in the
E-Government report under section 3606 of title 44 (as added by this
Act).
(5) AUTHORIZATION OF APPROPRIATIONS- There are authorized to be
appropriated for the development, maintenance, and operation of the
Governmentwide repository and website under this subsection--
(A) $2,000,000 in each of the fiscal years 2003 through 2005;
and
(B) such sums as are necessary in each of the fiscal years 2006 and
2007.
SEC. 208. PRIVACY PROVISIONS.
(a) PURPOSE- The purpose of this section is to ensure sufficient
protections for the privacy of personal information as agencies implement
citizen-centered electronic Government.
(b) PRIVACY IMPACT ASSESSMENTS-
(1) RESPONSIBILITIES OF AGENCIES-
(A) IN GENERAL- An agency shall take actions described under
subparagraph (B) before--
(i) developing or procuring information technology that collects,
maintains, or disseminates information that is in an identifiable form;
or
(ii) initiating a new collection of information that--
(I) will be collected, maintained, or disseminated using
information technology; and
(II) includes any information in an identifiable form permitting
the physical or online contacting of a specific individual, if
identical questions have been posed to, or identical reporting
requirements imposed on, 10 or more persons, other than agencies,
instrumentalities, or employees of the Federal
Government.
(B) AGENCY ACTIVITIES- To the extent required under subparagraph (A),
each agency shall--
(i) conduct a privacy impact assessment;
(ii) ensure the review of the privacy impact assessment by the Chief
Information Officer, or equivalent official, as determined by the head
of the agency; and
(iii) if practicable, after completion of the review under clause
(ii), make the privacy impact assessment publicly available through the
website of the agency, publication in the Federal Register, or other
means.
(C) SENSITIVE INFORMATION- Subparagraph (B)(iii) may be modified or
waived for security reasons, or to protect classified, sensitive, or
private information contained in an assessment.
(D) COPY TO DIRECTOR- Agencies shall provide the Director with a copy
of the privacy impact assessment for each system for which funding is
requested.
(2) CONTENTS OF A PRIVACY IMPACT ASSESSMENT-
(A) IN GENERAL- The Director shall issue guidance to agencies
specifying the required contents of a privacy impact assessment.
(B) GUIDANCE- The guidance shall--
(i) ensure that a privacy impact assessment is commensurate with the
size of the information system being assessed, the sensitivity of
information that is in an identifiable form in that system, and the risk
of harm from unauthorized release of that information; and
(ii) require that a privacy impact assessment address--
(I) what information is to be collected;
(II) why the information is being collected;
(III) the intended use of the agency of the
information;
(IV) with whom the information will be shared;
(V) what notice or opportunities for consent would be provided to
individuals regarding what information is collected and how that
information is shared;
(VI) how the information will be secured; and
(VII) whether a system of records is being created under section
552a of title 5, United States Code, (commonly referred to as the
`Privacy Act').
(3) RESPONSIBILITIES OF THE DIRECTOR- The Director shall--
(A) develop policies and guidelines for agencies on the conduct of
privacy impact assessments;
(B) oversee the implementation of the privacy impact assessment
process throughout the Government; and
(C) require agencies to conduct privacy impact assessments of existing
information systems or ongoing collections of information that is in an
identifiable form as the Director determines appropriate.
(c) PRIVACY PROTECTIONS ON AGENCY WEBSITES-
(1) PRIVACY POLICIES ON WEBSITES-
(A) GUIDELINES FOR NOTICES- The Director shall develop guidance for
privacy notices on agency websites used by the public.
(B) CONTENTS- The guidance shall require that a privacy notice
address, consistent with section 552a of title 5, United States
Code--
(i) what information is to be collected;
(ii) why the information is being collected;
(iii) the intended use of the agency of the information;
(iv) with whom the information will be shared;
(v) what notice or opportunities for consent would be provided to
individuals regarding what information is collected and how that
information is shared;
(vi) how the information will be secured; and
(vii) the rights of the individual under section 552a of title 5,
United States Code (commonly referred to as the `Privacy Act'), and
other laws relevant to the protection of the privacy of an
individual.
(2) PRIVACY POLICIES IN MACHINE-READABLE FORMATS- The Director shall
issue guidance requiring agencies to translate privacy policies into a
standardized machine-readable format.
(d) DEFINITION- In this section, the term `identifiable form' means any
representation of information that permits the identity of an individual to
whom the information applies to be reasonably inferred by either direct or
indirect means.
SEC. 209. FEDERAL INFORMATION TECHNOLOGY WORKFORCE DEVELOPMENT.
(a) PURPOSE- The purpose of this section is to improve the skills of the
Federal workforce in using information technology to deliver Government
information and services.
(b) WORKFORCE DEVELOPMENT-
(1) IN GENERAL- In consultation with the Director of the Office of
Management and Budget, the Chief Information Officers Council, and the
Administrator of General Services, the Director of the Office of Personnel
Management shall--
(A) analyze, on an ongoing basis, the personnel needs of the Federal
Government related to information technology and information resource
management;
(B) identify where current information technology and information
resource management training do not satisfy the personnel needs described
in subparagraph (A);
(C) oversee the development of curricula, training methods, and
training priorities that correspond to the projected personnel needs of
the Federal Government related to information technology and information
resource management; and
(D) assess the training of Federal employees in information technology
disciplines in order to ensure that the information resource management
needs of the Federal Government are addressed.
(2) INFORMATION TECHNOLOGY TRAINING PROGRAMS- The head of each Executive
agency, after consultation with the Director of the Office of Personnel
Management, the Chief Information Officers Council, and the Administrator of
General Services, shall establish and operate information technology
training programs consistent with the requirements of this subsection. Such
programs shall--
(A) have curricula covering a broad range of information technology
disciplines corresponding to the specific information technology and
information resource management needs of the agency involved;
(B) be developed and applied according to rigorous standards;
and
(C) be designed to maximize efficiency, through the use of self-paced
courses, online courses, on-the-job training, and the use of remote
instructors, wherever such features can be applied without reducing the
effectiveness of the training or negatively impacting academic
standards.
(3) GOVERNMENTWIDE POLICIES AND EVALUATION- The Director of the Office
of Personnel Management, in coordination with the Director of the Office of
Management and Budget, shall issue policies to promote the development of
performance standards for training and uniform implementation of this
subsection by Executive agencies, with due regard for differences in program
requirements among agencies that may be appropriate and warranted in view of
the agency mission. The Director of the Office of Personnel Management shall
evaluate the implementation of the provisions of this subsection by
Executive agencies.
(4) CHIEF INFORMATION OFFICER AUTHORITIES AND RESPONSIBILITIES- Subject
to the authority, direction, and control of the head of an Executive agency,
the chief information officer of such agency shall carry out all powers,
functions, and duties of the head of the agency with respect to
implementation of this subsection. The chief information officer shall
ensure that the policies of the agency head established in accordance with
this subsection are implemented throughout the agency.
(5) INFORMATION TECHNOLOGY TRAINING REPORTING- The Director of the
Office of Management and Budget shall ensure that the heads of Executive
agencies collect and maintain standardized information on the information
technology and information resources management workforce related to the
implementation of this subsection.
(6) AUTHORITY TO DETAIL EMPLOYEES TO NON-FEDERAL EMPLOYERS- In carrying
out the preceding provisions of this subsection, the Director of the Office
of Personnel Management may provide for a program under which a Federal
employee may be detailed to a non-Federal employer. The Director of the
Office of Personnel Management shall prescribe regulations for such program,
including the conditions for service and duties as the Director considers
necessary.
(7) COORDINATION PROVISION- An assignment described in section 3703 of
title 5, United States Code, may not be made unless a program under
paragraph (6) is established, and the assignment is made in accordance with
the requirements of such program.
(8) EMPLOYEE PARTICIPATION- Subject to information resource management
needs and the limitations imposed by resource needs in other occupational
areas, and consistent with their overall workforce development strategies,
agencies shall encourage employees to participate in occupational
information technology training.
(9) AUTHORIZATION OF APPROPRIATIONS- There are authorized to be
appropriated to the Office of Personnel Management for the implementation of
this subsection, $15,000,000 in fiscal year 2003, and such sums as are
necessary for each fiscal year thereafter.
(10) EXECUTIVE AGENCY DEFINED- For purposes of this subsection, the term
`Executive agency' has the meaning given the term `agency' under section
3701 of title 5, United States Code (as added by subsection (c)).
(c) INFORMATION TECHNOLOGY EXCHANGE PROGRAM-
(1) IN GENERAL- Subpart B of part III of title 5, United States Code, is
amended by adding at the end the following:
`CHAPTER 37--INFORMATION TECHNOLOGY EXCHANGE PROGRAM
`3702. General provisions.
`3703. Assignment of employees to private sector organizations.
`3704. Assignment of employees from private sector organizations.
`3705. Application to Office of the Chief Technology Officer of the
District of Columbia.
`3706. Reporting requirement.
`Sec. 3701. Definitions
`For purposes of this chapter--
`(1) the term `agency' means an Executive agency, but does not include
the General Accounting Office; and
`(2) the term `detail' means--
`(A) the assignment or loan of an employee of an agency to a private
sector organization without a change of position from the agency that
employs the individual, or
`(B) the assignment or loan of an employee of a private sector
organization to an agency without a change of position from the private
sector organization that employs the individual,
whichever is appropriate in the context in which such term is
used.
`Sec. 3702. General provisions
`(a) ASSIGNMENT AUTHORITY- On request from or with the agreement of a
private sector organization, and with the consent of the employee concerned,
the head of an agency may arrange for the assignment of an employee of the
agency to a private sector organization or an employee of a private sector
organization to the agency. An eligible employee is an individual who--
`(1) works in the field of information technology management;
`(2) is considered an exceptional performer by the individual's current
employer; and
`(3) is expected to assume increased information technology management
responsibilities in the future.
An employee of an agency shall be eligible to participate in this program
only if the employee is employed at the GS-11 level or above (or equivalent)
and is serving under a career or career-conditional appointment or an
appointment of equivalent tenure in the excepted service, and applicable
requirements of section 209(b) of the E-Government Act of 2002 are met with
respect to the proposed assignment of such employee.
`(b) AGREEMENTS- Each agency that exercises its authority under this
chapter shall provide for a written agreement between the agency and the
employee concerned regarding the terms and conditions of the employee's
assignment. In the case of an employee of the agency, the agreement shall--
`(1) require the employee to serve in the civil service, upon completion
of the assignment, for a period equal to the length of the assignment;
and
`(2) provide that, in the event the employee fails to carry out the
agreement (except for good and sufficient reason, as determined by the head
of the agency from which assigned) the employee shall be liable to the
United States for payment of all expenses of the assignment.
An amount under paragraph (2) shall be treated as a debt due the United
States.
`(c) TERMINATION- Assignments may be terminated by the agency or private
sector organization concerned for any reason at any time.
`(d) DURATION- Assignments under this chapter shall be for a period of
between 3 months and 1 year, and may be extended in 3-month increments for a
total of not more than 1 additional year, except that no assignment under this
chapter may commence after the end of the 5-year period beginning on the date
of the enactment of this chapter.
`(e) ASSISTANCE- The Chief Information Officers Council, by agreement with
the Office of Personnel Management, may assist in the administration of this
chapter, including by maintaining lists of potential candidates for assignment
under this chapter, establishing mentoring relationships for the benefit of
individuals who are given assignments under this chapter, and publicizing the
program.
`(f) CONSIDERATIONS- In exercising any authority under this chapter, an
agency shall take into consideration--
`(1) the need to ensure that small business concerns are appropriately
represented with respect to the assignments described in sections 3703 and
3704, respectively; and
`(2) how assignments described in section 3703 might best be used to
help meet the needs of the agency for the training of employees in
information technology management.
`Sec. 3703. Assignment of employees to private sector organizations
`(a) IN GENERAL- An employee of an agency assigned to a private sector
organization under this chapter is deemed, during the period of the
assignment, to be on detail to a regular work assignment in his agency.
`(b) COORDINATION WITH CHAPTER 81- Notwithstanding any other provision of
law, an employee of an agency assigned to a private sector organization under
this chapter is entitled to retain coverage, rights, and benefits under
subchapter I of chapter 81, and employment during the assignment is deemed
employment by the United States, except that, if the employee or the
employee's dependents receive from the private sector organization any payment
under an insurance policy for which the premium is wholly paid by the private
sector organization, or other benefit of any kind on account of the same
injury or death, then, the amount of such payment or benefit shall be credited
against any compensation otherwise payable under subchapter I of chapter
81.
`(c) REIMBURSEMENTS- The assignment of an employee to a private sector
organization under this chapter may be made with or without reimbursement by
the private sector organization for the travel and transportation expenses to
or from the place of assignment, subject to the same terms and conditions as
apply with respect to an employee of a Federal agency or a State or local
government under section 3375, and for the pay, or a part thereof, of the
employee during assignment. Any reimbursements shall be credited to the
appropriation of the agency used for paying the travel and transportation
expenses or pay.
`(d) TORT LIABILITY; SUPERVISION- The Federal Tort Claims Act and any
other Federal tort liability statute apply to an employee of an agency
assigned to a private sector organization under this chapter. The supervision
of the duties of an employee of an agency so assigned to a private sector
organization may be governed by an agreement between the agency and the
organization.
`(e) SMALL BUSINESS CONCERNS-
`(1) IN GENERAL- The head of each agency shall take such actions as may
be necessary to ensure that, of the assignments made under this chapter from
such agency to private sector organizations in each year, at least 20
percent are to small business concerns.
`(2) DEFINITIONS- For purposes of this subsection--
`(A) the term `small business concern' means a business concern that
satisfies the definitions and standards specified by the Administrator of
the Small Business Administration under section 3(a)(2) of the Small
Business Act (as from time to time amended by the Administrator);
`(B) the term `year' refers to the 12-month period beginning on the
date of the enactment of this chapter, and each succeeding 12-month period
in which any assignments under this chapter may be made; and
`(C) the assignments `made' in a year are those commencing in such
year.
`(3) REPORTING REQUIREMENT- An agency which fails to comply with
paragraph (1) in a year shall, within 90 days after the end of such year,
submit a report to the Committees on Government Reform and Small Business of
the House of Representatives and the Committees on Governmental Affairs and
Small Business of the Senate. The report shall include--
`(A) the total number of assignments made under this chapter from such
agency to private sector organizations in the year;
`(B) of that total number, the number (and percentage) made to small
business concerns; and
`(C) the reasons for the agency's noncompliance with paragraph
(1).
`(4) EXCLUSION- This subsection shall not apply to an agency in any year
in which it makes fewer than 5 assignments under this chapter to private
sector organizations.
`Sec. 3704. Assignment of employees from private sector organizations
`(a) IN GENERAL- An employee of a private sector organization assigned to
an agency under this chapter is deemed, during the period of the assignment,
to be on detail to such agency.
`(b) TERMS AND CONDITIONS- An employee of a private sector organization
assigned to an agency under this chapter--
`(1) may continue to receive pay and benefits from the private sector
organization from which he is assigned;
`(2) is deemed, notwithstanding subsection (a), to be an employee of the
agency for the purposes of--
`(B) sections 201, 203, 205, 207, 208, 209, 603, 606, 607, 643, 654,
1905, and 1913 of title 18;
`(C) sections 1343, 1344, and 1349(b) of title 31;
`(D) the Federal Tort Claims Act and any other Federal tort liability
statute;
`(E) the Ethics in Government Act of 1978;
`(F) section 1043 of the Internal Revenue Code of 1986; and
`(G) section 27 of the Office of Federal Procurement Policy
Act;
`(3) may not have access to any trade secrets or to any other nonpublic
information which is of commercial value to the private sector organization
from which he is assigned; and
`(4) is subject to such regulations as the President may
prescribe.
The supervision of an employee of a private sector organization assigned
to an agency under this chapter may be governed by agreement between the
agency and the private sector organization concerned. Such an assignment may
be made with or without reimbursement by the agency for the pay, or a part
thereof, of the employee during the period of assignment, or for any
contribution of the private sector organization to employee benefit
systems.
`(c) COORDINATION WITH CHAPTER 81- An employee of a private sector
organization assigned to an agency under this chapter who suffers disability
or dies as a result of personal injury sustained while performing duties
during the assignment shall be treated, for the purpose of subchapter I of
chapter 81, as an employee as defined by section 8101 who had sustained the
injury in the performance of duty, except that, if the employee or the
employee's dependents receive from the private sector organization any payment
under an insurance policy for which the premium is wholly paid by the private
sector organization, or other benefit of any kind on account of the same
injury or death, then, the amount of such payment or benefit shall be credited
against any compensation otherwise payable under subchapter I of chapter
81.
`(d) PROHIBITION AGAINST CHARGING CERTAIN COSTS TO THE FEDERAL GOVERNMENT-
A private sector organization may not charge the Federal Government, as direct
or indirect costs under a Federal contract, the costs of pay or benefits paid
by the organization to an employee assigned to an agency under this chapter
for the period of the assignment.
`Sec. 3705. Application to Office of the Chief Technology Officer of the
District of Columbia
`(a) IN GENERAL- The Chief Technology Officer of the District of Columbia
may arrange for the assignment of an employee of the Office of the Chief
Technology Officer to a private sector organization, or an employee of a
private sector organization to such Office, in the same manner as the head of
an agency under this chapter.
`(b) TERMS AND CONDITIONS- An assignment made pursuant to subsection (a)
shall be subject to the same terms and conditions as an assignment made by the
head of an agency under this chapter, except that in applying such terms and
conditions to an assignment made pursuant to subsection (a), any reference in
this chapter to a provision of law or regulation of the United States shall be
deemed to be a reference to the applicable provision of law or regulation of
the District of Columbia, including the applicable provisions of the District
of Columbia Government Comprehensive Merit Personnel Act of 1978 (sec.
1-601.01 et seq., D.C. Official Code) and section 601 of the District of
Columbia Campaign Finance Reform and Conflict of Interest Act (sec. 1-1106.01,
D.C. Official Code).
`(c) DEFINITION- For purposes of this section, the term `Office of the
Chief Technology Officer' means the office established in the executive branch
of the government of the District of Columbia under the Office of the Chief
Technology Officer Establishment Act of 1998 (sec. 1-1401 et seq., D.C.
Official Code).
`Sec. 3706. Reporting requirement
`(a) IN GENERAL- The Office of Personnel Management shall, not later than
April 30 and October 31 of each year, prepare and submit to the Committee on
Government Reform of the House of Representatives and the Committee on
Governmental Affairs of the Senate a semiannual report summarizing the
operation of this chapter during the immediately preceding 6-month period
ending on March 31 and September 30, respectively.
`(b) CONTENT- Each report shall include, with respect to the 6-month
period to which such report relates--
`(1) the total number of individuals assigned to, and the total number
of individuals assigned from, each agency during such period;
`(2) a brief description of each assignment included under paragraph
(1), including--
`(A) the name of the assigned individual, as well as the private
sector organization and the agency (including the specific bureau or other
agency component) to or from which such individual was assigned;
`(B) the respective positions to and from which the individual was
assigned, including the duties and responsibilities and the pay grade or
level associated with each; and
`(C) the duration and objectives of the individual's assignment;
and
`(3) such other information as the Office considers appropriate.
`(c) PUBLICATION- A copy of each report submitted under subsection
(a)--
`(1) shall be published in the Federal Register; and
`(2) shall be made publicly available on the Internet.
`(d) AGENCY COOPERATION- On request of the Office, agencies shall furnish
such information and reports as the Office may require in order to carry out
this section.
`Sec. 3707. Regulations
`The Director of the Office of Personnel Management shall prescribe
regulations for the administration of this chapter.'.
(2) REPORT- Not later than 4 years after the date of the enactment of
this Act, the General Accounting Office shall prepare and submit to the
Committee on Government Reform of the House of Representatives and the
Committee on Governmental Affairs of the Senate a report on the operation of
chapter 37 of title 5, United States Code (as added by this subsection).
Such report shall include--
(A) an evaluation of the effectiveness of the program established by
such chapter; and
(B) a recommendation as to whether such program should be continued
(with or without modification) or allowed to lapse.
(3) CLERICAL AMENDMENT- The analysis for part III of title 5, United
States Code, is amended by inserting after the item relating to chapter 35
the following:
--3701'.
(1) ONE-YEAR RESTRICTION ON CERTAIN COMMUNICATIONS- Section 207(c)(2)(A)
of title 18, United States Code, is amended--
(A) by striking `or' at the end of clause (iii);
(B) by striking the period at the end of clause (iv) and inserting `;
or'; and
(C) by adding at the end the following:
`(v) assigned from a private sector organization to an agency under
chapter 37 of title 5.'.
(2) DISCLOSURE OF CONFIDENTIAL INFORMATION- Section 1905 of title 18,
United States Code, is amended by inserting `or being an employee of a
private sector organization who is or was assigned to an agency under
chapter 37 of title 5,' after `(15 U.S.C. 1311-1314),'.
(3) CONTRACT ADVICE- Section 207 of title 18, United States Code, is
amended by adding at the end the following:
`(l) CONTRACT ADVICE BY FORMER DETAILS- Whoever, being an employee of a
private sector organization assigned to an agency under chapter 37 of title 5,
within one year after the end of that assignment, knowingly represents or
aids, counsels, or assists in representing any other person (except the United
States) in connection with any contract with that agency shall be punished as
provided in section 216 of this title.'.
(4) RESTRICTION ON DISCLOSURE OF PROCUREMENT INFORMATION- Section 27 of
the Office of Federal Procurement Policy Act (41 U.S.C. 423) is amended in
subsection (a)(1) by adding at the end the following new sentence: `In the
case of an employee of a private sector organization assigned to an agency
under chapter 37 of title 5, United States Code, in addition to the
restriction in the preceding sentence, such employee shall not, other than
as provided by law, knowingly disclose contractor bid or proposal
information or source selection information during the three-year period
after the end of the assignment of such employee.'.
(e) REPORT ON EXISTING EXCHANGE PROGRAMS-
(1) EXCHANGE PROGRAM DEFINED- For purposes of this subsection, the term
`exchange program' means an executive exchange program, the program under
subchapter VI of chapter 33 of title 5, United States Code, and any other
program which allows for--
(A) the assignment of employees of the Federal Government to
non-Federal employers;
(B) the assignment of employees of non-Federal employers to the
Federal Government; or
(2) REPORTING REQUIREMENT- Not later than 1 year after the date of the
enactment of this Act, the Office of Personnel Management shall prepare and
submit to the Committee on Government Reform of the House of Representatives
and the Committee on Governmental Affairs of the Senate a report identifying
all existing exchange programs.
(3) SPECIFIC INFORMATION- The report shall, for each such program,
include--
(A) a brief description of the program, including its size,
eligibility requirements, and terms or conditions for
participation;
(B) specific citation to the law or other authority under which the
program is established;
(C) the names of persons to contact for more information, and how they
may be reached; and
(D) any other information which the Office considers
appropriate.
(f) REPORT ON THE ESTABLISHMENT OF A GOVERNMENTWIDE INFORMATION TECHNOLOGY
TRAINING PROGRAM-
(1) IN GENERAL- Not later January 1, 2003, the Office of Personnel
Management, in consultation with the Chief Information Officers Council and
the Administrator of General Services, shall review and submit to the
Committee on Government Reform of the House of Representatives and the
Committee on Governmental Affairs of the Senate a written report on the
following:
(A) The adequacy of any existing information technology training
programs available to Federal employees on a Governmentwide
basis.
(B)(i) If one or more such programs already exist, recommendations as
to how they might be improved.
(ii) If no such program yet exists, recommendations as to how such a
program might be designed and established.
(C) With respect to any recommendations under subparagraph (B), how
the program under chapter 37 of title 5, United States Code, might be used
to help carry them out.
(2) COST ESTIMATE- The report shall, for any recommended program (or
improvements) under paragraph (1)(B), include the estimated costs associated
with the implementation and operation of such program as so established (or
estimated difference in costs of any such program as so improved).
(g) TECHNICAL AND CONFORMING AMENDMENTS-
(1) AMENDMENTS TO TITLE 5, UNITED STATES CODE- Title 5, United States
Code, is amended--
(A) in section 3111, by adding at the end the following:
`(d) Notwithstanding section 1342 of title 31, the head of an agency may
accept voluntary service for the United States under chapter 37 of this title
and regulations of the Office of Personnel Management.';
(B) in section 4108, by striking subsection (d); and
(C) in section 7353(b), by adding at the end the following:
`(4) Nothing in this section precludes an employee of a private sector
organization, while assigned to an agency under chapter 37, from continuing to
receive pay and benefits from such organization in accordance with such
chapter.'.
(2) AMENDMENT TO TITLE 18, UNITED STATES CODE- Section 209 of title 18,
United States Code, is amended by adding at the end the following:
`(g)(1) This section does not prohibit an employee of a private sector
organization, while assigned to an agency under chapter 37 of title 5, from
continuing to receive pay and benefits from such organization in accordance
with such chapter.
`(2) For purposes of this subsection, the term `agency' means an agency
(as defined by section 3701 of title 5) and the Office of the Chief Technology
Officer of the District of Columbia.'.
(3) OTHER AMENDMENTS- Section 125(c)(1) of Public Law 100-238 (5 U.S.C.
8432 note) is amended--
(A) in subparagraph (B), by striking `or' at the end;
(B) in subparagraph (C), by striking `and' at the end and inserting
`or'; and
(C) by adding at the end the following:
`(D) an individual assigned from a Federal agency to a private sector
organization under chapter 37 of title 5, United States Code;
and'.
SEC. 210. SHARE-IN-SAVINGS INITIATIVES.
(a) DEFENSE CONTRACTS- (1) Chapter 137 of title 10, United States Code, is
amended by adding at the end the following new section:
`Sec. 2332. Share-in-savings contracts
`(a) AUTHORITY TO ENTER INTO SHARE-IN-SAVINGS CONTRACTS- (1) The head of
an agency may enter into a share-in-savings contract for information
technology (as defined in section 11101(6) of title 40) in which the
Government awards a contract to improve mission-related or administrative
processes or to accelerate the achievement of its mission and share with the
contractor in savings achieved through contract performance.
`(2)(A) Except as provided in subparagraph (B), a share-in-savings
contract shall be awarded for a period of not more than five years.
`(B) A share-in-savings contract may be awarded for a period greater than
five years, but not more than 10 years, if the head of the agency determines
in writing prior to award of the contract that--
`(i) the level of risk to be assumed and the investment to be undertaken
by the contractor is likely to inhibit the government from obtaining the
needed information technology competitively at a fair and reasonable price
if the contract is limited in duration to a period of five years or less;
and
`(ii) usage of the information technology to be acquired is likely to
continue for a period of time sufficient to generate reasonable benefit for
the government.
`(3) Contracts awarded pursuant to the authority of this section shall, to
the maximum extent practicable, be performance-based contracts that identify
objective outcomes and contain performance standards that will be used to
measure achievement and milestones that must be met before payment is made.
`(4) Contracts awarded pursuant to the authority of this section shall
include a provision containing a quantifiable baseline that is to be the basis
upon which a savings share ratio is established that governs the amount of
payment a contractor is to receive under the contract. Before commencement of
performance of such a contract, the senior procurement executive of the agency
shall determine in writing that the terms of the provision are quantifiable
and will likely yield value to the Government.
`(5)(A) The head of the agency may retain savings realized through the use
of a share-in-savings contract under this section that are in excess of the
total amount of savings paid to the contractor under the contract, but may not
retain any portion of such savings that is attributable to a decrease in the
number of civilian employees of the Federal Government performing the
function. Except as provided in subparagraph (B), savings shall be credited to
the appropriation or fund against which charges were made to carry out the
contract and shall be used for information technology.
`(B) Amounts retained by the agency under this subsection shall--
`(i) without further appropriation, remain available until expended;
and
`(ii) be applied first to fund any contingent liabilities associated
with share-in-savings procurements that are not fully funded.
`(b) CANCELLATION AND TERMINATION- (1) If funds are not made available for
the continuation of a share-in-savings contract entered into under this
section in a subsequent fiscal year, the contract shall be canceled or
terminated. The costs of cancellation or termination may be paid out of--
`(A) appropriations available for the performance of the contract;
`(B) appropriations available for acquisition of the information
technology procured under the contract, and not otherwise obligated;
or
`(C) funds subsequently appropriated for payments of costs of
cancellation or termination, subject to the limitations in paragraph
(3).
`(2) The amount payable in the event of cancellation or termination of a
share-in-savings contract shall be negotiated with the contractor at the time
the contract is entered into.
`(3)(A) Subject to subparagraph (B), the head of an agency may enter into
share-in-savings contracts under this section in any given fiscal year even if
funds are not made specifically available for the full costs of cancellation
or termination of the contract if funds are available and sufficient to make
payments with respect to the first fiscal year of the contract and the
following conditions are met regarding the funding of cancellation and
termination liability:
`(i) The amount of unfunded contingent liability for the contract does
not exceed the lesser of--
`(I) 25 percent of the estimated costs of a cancellation or
termination; or
`(ii) Unfunded contingent liability in excess of $1,000,000 has been
approved by the Director of the Office of Management and Budget or the
Director's designee.
`(B) The aggregate number of share-in-savings contracts that may be
entered into under subparagraph (A) by all agencies to which this chapter
applies in a fiscal year may not exceed 5 in each of fiscal years 2003, 2004,
and 2005.
`(c) DEFINITIONS- In this section:
`(1) The term `contractor' means a private entity that enters into a
contract with an agency.
`(2) The term `savings' means--
`(A) monetary savings to an agency; or
`(B) savings in time or other benefits realized by the agency,
including enhanced revenues (other than enhanced revenues from the
collection of fees, taxes, debts, claims, or other amounts owed the
Federal Government).
`(3) The term `share-in-savings contract' means a contract under
which--
`(A) a contractor provides solutions for--
`(i) improving the agency's mission-related or administrative
processes; or
`(ii) accelerating the achievement of agency missions;
and
`(B) the head of the agency pays the contractor an amount equal to a
portion of the savings derived by the agency from--
`(i) any improvements in mission-related or administrative processes
that result from implementation of the solution; or
`(ii) acceleration of achievement of agency missions.
`(d) TERMINATION- No share-in-savings contracts may be entered into under
this section after September 30, 2005.'.
(2) The table of sections at the beginning of such chapter is amended by
adding at the end of the following new item:
`2332. Share-in-savings contracts.'.
(b) OTHER CONTRACTS- Title III of the Federal Property and Administrative
Services Act of 1949 is amended by adding at the end the following:
`SEC. 317. SHARE-IN-SAVINGS CONTRACTS.
`(a) AUTHORITY TO ENTER INTO SHARE-IN-SAVINGS CONTRACTS- (1) The head of
an executive agency may enter into a share-in-savings contract for information
technology (as defined in section 11101(6) of title 40, United States Code) in
which the Government awards a contract to improve mission-related or
administrative processes or to accelerate the achievement of its mission and
share with the contractor in savings achieved through contract performance.
`(2)(A) Except as provided in subparagraph (B), a share-in-savings
contract shall be awarded for a period of not more than five years.
`(B) A share-in-savings contract may be awarded for a period greater than
five years, but not more than 10 years, if the head of the agency determines
in writing prior to award of the contract that--
`(i) the level of risk to be assumed and the investment to be undertaken
by the contractor is likely to inhibit the government from obtaining the
needed information technology competitively at a fair and reasonable price
if the contract is limited in duration to a period of five years or less;
and
`(ii) usage of the information technology to be acquired is likely to
continue for a period of time sufficient to generate reasonable benefit for
the government.
`(3) Contracts awarded pursuant to the authority of this section shall, to
the maximum extent practicable, be performance-based contracts that identify
objective outcomes and contain performance standards that will be used to
measure achievement and milestones that must be met before payment is made.
`(4) Contracts awarded pursuant to the authority of this section shall
include a provision containing a quantifiable baseline that is to be the basis
upon which a savings share ratio is established that governs the amount of
payment a contractor is to receive under the contract. Before commencement of
performance of such a contract, the senior procurement executive of the agency
shall determine in writing that the terms of the provision are quantifiable
and will likely yield value to the Government.
`(5)(A) The head of the agency may retain savings realized through the use
of a share-in-savings contract under this section that are in excess of the
total amount of savings paid to the contractor under the contract, but may not
retain any portion of such savings that is attributable to a decrease in the
number of civilian employees of the Federal Government performing the
function. Except as provided in subparagraph (B), savings shall be credited to
the appropriation or fund against which charges were made to carry out the
contract and shall be used for information technology.
`(B) Amounts retained by the agency under this subsection shall--
`(i) without further appropriation, remain available until expended;
and
`(ii) be applied first to fund any contingent liabilities associated
with share-in-savings procurements that are not fully funded.
`(b) CANCELLATION AND TERMINATION- (1) If funds are not made available for
the continuation of a share-in-savings contract entered into under this
section in a subsequent fiscal year, the contract shall be canceled or
terminated. The costs of cancellation or termination may be paid out of--
`(A) appropriations available for the performance of the contract;
`(B) appropriations available for acquisition of the information