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Signed by the President on January 4, 2011, as Public Law No: 111-352.
Downloaded
from Thomas
and converted to HTML with referenceable hyperlinks on January 9, 2011,
by Owen Ambur
H.R. 2142
One Hundred Eleventh Congress of the
United States of
America
An Act
To require quarterly performance assessments of
Government programs
for purposes of assessing
agency performance and improvement, and to establish agency performance
improvement
officers and the Performance Improvement Council.
Be it enacted by the Senate and House of Representatives
of the
United States of America in Congress assembled,
SECTION
1.
SHORT TITLE; TABLE OF CONTENTS.
(a) SHORT TITLE.--This Act may be cited as the ''GPRA
Modernization
Act
of
2010''.
(b) TABLE OF CONTENTS.--The table of contents for this
Act is as
follows:
Sec.
1.
Short
title; table of contents.
Sec.
2.
Strategic
planning amendments.
Sec.
3.
Performance
planning amendments.
Sec.
4.
Performance
reporting amendments.
Sec.
5.
Federal
Government and agency priority goals.
Sec.
6.
Quarterly
priority progress reviews and use of performance
information.
Sec.
7.
Transparency
of Federal Government programs, priority goals, and
results.
Sec.
8.
Agency
Chief Operating Officers.
Sec.
9.
Agency
Performance Improvement Officers and the Performance
Improvement Council.
Sec.
10.
Format
of performance plans and reports.
Sec.
11.
Reducing
duplicative and outdated agency reporting.
Sec.
12.
Performance
management skills and competencies.
Sec.
13.
Technical
and conforming amendments.
Sec.
14.
Implementation of this Act.
SEC.
2. STRATEGIC
PLANNING AMENDMENTS.
Chapter 3 of title 5, United States Code, is amended by
striking
section 306 and inserting the
following:
''§ 306. Agency strategic plans
''(a) Not later than the first Monday in February of any
year
following the year in which the term
of the President commences under section 101 of title 3, the head of
each agency shall make
available on the public website of the agency a strategic plan and
notify the President and
Congress of its availability. Such plan shall contain--
''(1) a
comprehensive mission statement covering the
major functions
and operations of the
agency;
''(2)
general goals and objectives, including
outcome-oriented
goals, for the major functions and
operations of the agency;
''(3) a description of how any goals and objectives
contribute to
the Federal Government priority
goals required by section 1120(a) of title 31;
''(4) a description of how the goals and objectives are
to be
achieved, including--
''(A)
a description of the operational processes, skills
and
technology, and the human, capital,
information, and other resources required to achieve those goals and
objectives; and
''(B)
a description of how the
agency is working with
other agencies
to achieve its goals and
objectives as well as relevant Federal Government priority goals;
''(5) a description of how the goals and objectives
incorporate
views and suggestions obtained
through congressional consultations required under subsection (d);
''(6) a description of how the performance goals
provided in the
plan required by section 1115(a)
of title 31, including the agency priority goals required by section
1120(b) of title 31, if
applicable, contribute to the general goals and objectives in the
strategic plan;
''(7)
an identification of those
key factors external to
the agency
and beyond its control that could
significantly affect the achievement of the general goals and
objectives; and
''(8) a
description of the
program evaluations used in
establishing
or revising general goals and
objectives, with a schedule for future program evaluations to be
conducted.
''(b) The strategic plan shall cover a period of not
less than 4
years following the fiscal year in
which the plan is submitted. As needed, the head of the agency may make
adjustments to the
strategic plan to reflect significant changes in the environment in
which the agency is operating,
with appropriate notification of Congress.
''(c) The performance plan required by section 1115(b)
of title 31
shall be consistent with the
agency's strategic plan. A performance plan may not be submitted for a
fiscal year not covered
by a current strategic plan under this section.
''(d) When developing or making adjustments to a
strategic plan, the
agency shall consult
periodically with the Congress, including majority and minority views
from the appropriate
authorizing, appropriations, and oversight committees, and shall
solicit and consider the views
and suggestions of those entities potentially affected by or interested
in such a plan. The agency
shall consult with the appropriate committees of Congress at least once
every 2 years.
''(e) The functions and activities of this section shall
be
considered to be inherently
governmental functions. The drafting of strategic plans under this
section shall be performed only
by Federal employees.
''(f) For purposes of this section the term 'agency'
means an
Executive agency defined under
section 105, but does not include the Central Intelligence Agency, the
Government
Accountability Office, the United States Postal Service, and the Postal
Regulatory
Commission.''.
SEC.
3.
PERFORMANCE PLANNING AMENDMENTS.
Chapter 11 of title 31, United States Code, is amended
by striking
section 1115 and inserting the
following:
''§ 1115. Federal Government and agency performance
plans
''(a)
FEDERAL GOVERNMENT PERFORMANCE PLANS.--In carrying
out the
provisions of
section 1105(a)(28), the Director of the Office of Management and
Budget shall coordinate with
agencies to develop the Federal Government performance plan. In
addition to the submission of
such plan with each budget of the United States Government, the
Director of the Office of
Management and Budget shall ensure that all information required by
this subsection is
concurrently made available on the website provided under section 1122
and updated
periodically, but no less than annually.
The Federal Government performance plan shall--
''(1) establish Federal Government performance goals to
define the
level of performance to be
achieved during the year in which the plan is submitted and the next
fiscal year for each of the
Federal Government priority goals required under section 1120(a) of
this title;
''(2)
identify the agencies,
organizations, program
activities,
regulations, tax expenditures,
policies, and other activities contributing to each Federal Government
performance goal during
the current fiscal year;
''(3) for each Federal Government performance goal,
identify a lead
Government official who
shall be responsible for coordinating the efforts to achieve the goal;
''(4) establish common Federal Government performance
indicators
with quarterly targets to be
used in measuring or assessing--
''(A) overall progress toward each Federal Government
performance
goal; and
''(B) the individual contribution of each agency,
organization,
program activity, regulation, tax
expenditure, policy, and other activity identified under paragraph (2);
''(5)
establish clearly
defined quarterly milestones;
and
''(6)
identify major
management challenges that are
Governmentwide
or crosscutting in nature
and describe plans to address such challenges, including relevant
performance goals,
performance indicators, and milestones.
''(b)
AGENCY PERFORMANCE PLANS.--Not later than the
first Monday in
February of each
year, the head of each agency shall make available on a public website
of the agency, and notify
the President and the Congress of its availability, a performance plan
covering each program
activity set forth in the budget of such agency. Such plan shall--
''(1) establish performance goals to define the level of
performance
to be achieved during the
year in which the plan is submitted and the next fiscal year;
''(2) express such goals in an objective, quantifiable,
and
measurable form unless authorized to
be in an alternative form under subsection (c);
''(3) describe how the performance goals contribute to--
''(A) the general goals and objectives established in
the agency's
strategic plan required by
section 306(a)(2) of title 5; and
''(B) any of the Federal Government performance goals
established in
the Federal Government
performance plan required by subsection (a)(1);
''(4) identify among the performance goals those which
are
designated as agency priority goals
as required by section 1120(b) of this title, if applicable;
''(5) provide a description of how the performance goals
are to be
achieved, including--
''(A) the operation processes, training, skills and
technology, and
the human, capital,
information, and other resources and strategies required to meet those
performance goals;
''(B) clearly defined milestones;
''(C) an identification of the organizations, program
activities,
regulations, policies, and other
activities that contribute to each performance goal, both within and
external to the agency;
''(D) a description of how the agency is working with
other agencies
to achieve its performance
goals as well as relevant Federal Government performance goals; and
''(E)
an identification of
the
agency officials
responsible for the
achievement of each
performance goal, who shall be known as goal leaders;
''(6)
establish a balanced set of performance indicators
to be used
in measuring or assessing
progress toward each performance goal, including, as appropriate,
customer service, efficiency,
output, and outcome indicators;
''(7) provide a basis for comparing actual program
results with the
established performance
goals;
''(8)
a description of how the
agency will ensure the
accuracy and
reliability of the data used to
measure progress towards its performance goals, including an
identification of--
''(A) the means to be used to verify and validate
measured values;
''(B) the sources for the data;
''(C) the level of accuracy required for the intended
use of the
data;
''(D) any limitations to the data at the required level
of accuracy;
and
''(E) how the agency will compensate for such
limitations if needed
to reach the required level of
accuracy;
''(9) describe major management challenges the agency
faces and
identify--
''(A) planned actions to address such challenges;
''(B) performance goals, performance indicators, and
milestones to
measure progress toward
resolving such challenges; and
''(C) the agency official responsible for resolving such
challenges;
and
''(10)
identify low-priority program activities based on
an analysis
of their contribution to the
mission and goals of the agency and include an evidence-based
justification for designating a
program activity as low priority.
''(c)
ALTERNATIVE FORM.--If an
agency, in consultation
with the
Director of the Office of
Management and Budget, determines that it is not feasible to express
the performance goals for a
particular program activity in an objective, quantifiable, and
measurable form, the Director of the
Office of Management and Budget may authorize an alternative form. Such
alternative form
shall--
''(1) include separate descriptive statements of--
''(A)(i) a minimally effective program; and
''(ii) a successful program; or
''(B) such alternative as authorized by the Director of
the Office
of Management and Budget,
with sufficient precision and in such terms that would allow for an
accurate, independent
determination of whether the program activity's performance meets the
criteria of the
description; or ''(2) state why it is infeasible or impractical to
express a performance goal in any
form for the program activity.
''(d) TREATMENT OF PROGRAM ACTIVITIES.--For the purpose
of complying
with this
section, an agency may aggregate, disaggregate, or consolidate program
activities, except that any
aggregation or consolidation may not omit or minimize the significance
of any program activity
constituting a major function or operation for the agency.
''(e) APPENDIX.--An agency may submit with an annual
performance
plan an appendix
covering any portion of the plan that--
''(1) is specifically authorized under criteria
established by an
Executive order to be kept secret
in the interest of national defense or foreign policy; and
''(2) is properly classified pursuant to such Executive
order.
''(f) INHERENTLY GOVERNMENTAL FUNCTIONS.--The functions
and
activities of this
section shall be considered to be inherently governmental functions.
The drafting of performance
plans under this section shall be performed only by Federal employees.
''(g) CHIEF HUMAN CAPITAL OFFICERS.--With respect to
each agency
with a Chief
Human Capital Officer, the Chief Human Capital Officer shall prepare
that portion of the annual
performance plan described under subsection (b)(5)(A).
''(h) DEFINITIONS.--For purposes of this section and
sections 1116
through 1125, and sections
9703 and 9704, the term--
''(1) 'agency' has the same meaning as such term is
defined under
section 306(f) of title 5;
''(2) 'crosscutting' means across organizational (such
as agency)
boundaries;
''(3) 'customer service measure' means an assessment of
service
delivery to a customer, client,
citizen, or other recipient, which can include an assessment of
quality, timeliness, and
satisfaction among other factors;
''(4)
'efficiency measure'
means a ratio of a program
activity's
inputs (such as costs or hours
worked by employees) to its outputs (amount of products or services
delivered) or outcomes (the
desired results of a program);
''(5) 'major management challenge' means programs or
management
functions, within or across
agencies, that have greater vulnerability to waste, fraud, abuse, and
mismanagement (such as
issues identified by the Government Accountability Office as high risk
or issues identified by an
Inspector General) where a failure to perform well could seriously
affect the ability of an agency
or the Government to achieve its mission or goals;
''(6) 'milestone' means a scheduled event signifying the
completion
of a major deliverable or a
set of related deliverables or a phase of work;
''(7) 'outcome measure' means an assessment of the
results of a
program activity compared to its
intended purpose;
''(8) 'output measure' means the tabulation,
calculation, or
recording of activity or effort that can
be expressed in a quantitative or qualitative manner;
''(9) 'performance goal' means a target level of
performance
expressed as a tangible, measurable
objective, against which actual achievement can be compared, including
a goal expressed as a
quantitative standard, value, or rate;
''(10) 'performance indicator' means a particular value
or
characteristic used to measure output
or outcome;
''(11) 'program activity' means a specific activity or
project as
listed in the program and
financing schedules of the annual budget of the United States
Government; and
''(12) 'program evaluation' means an assessment, through
objective
measurement and systematic
analysis, of the manner and extent to which Federal programs achieve
intended objectives.''.
SEC.
4.
PERFORMANCE REPORTING AMENDMENTS.
Chapter 11 of title 31, United States Code, is amended
by striking
section 1116 and inserting the
following:
''§ 1116. Agency performance reporting
''(a) The head of each agency shall make available on a
public
website of the agency and to the
Office of Management and Budget an update on agency performance.
''(b)(1) Each update shall compare actual performance
achieved with
the performance goals
established in the agency performance plan under section 1115(b) and
shall occur no less than
150 days after the end of each fiscal year, with more frequent updates
of actual performance on
indicators that provide data of significant value to the Government,
Congress, or program
partners at a reasonable level of administrative burden.
''(2) If performance goals are specified in an
alternative form
under section 1115(c), the results
shall be described in relation to such specifications, including
whether the performance failed to
meet the criteria of a minimally effective or successful program.
''(c) Each update shall--
''(1) review the success of achieving the performance
goals and
include actual results for the 5
preceding fiscal years;
''(2) evaluate the performance plan for the current
fiscal year
relative to the performance
achieved toward the performance goals during the period covered by the
update;
''(3) explain and describe where a performance goal has
not been met
(including when a program
activity's performance is determined not to have met the criteria of a
successful program activity
under section 1115(c)(1)(A)(ii) or a corresponding level of achievement
if another alternative
form is used)--
''(A) why the goal was not met;
''(B) those plans and schedules for achieving the
established
performance goal; and
''(C) if the performance goal is impractical or
infeasible, why that
is the case and what action is
recommended;
''(4) describe the use and assess the effectiveness in
achieving
performance goals of any waiver
under section 9703 of this title;
''(5) include a review of the performance goals and
evaluation of
the performance plan relative
to the agency's strategic human capital management;
''(6) describe how the agency ensures the accuracy and
reliability
of the data used to measure
progress towards its performance goals, including an identification
of--
''(A) the means used to verify and validate measured
values;
''(B) the sources for the data;
''(C) the level of accuracy required for the intended
use of the
data;
''(D) any limitations to the data at the required level
of accuracy;
and
''(E) how the agency has compensated for such
limitations if needed
to reach the required level
of accuracy; and
''(7) include the summary findings of those program
evaluations
completed during the period
covered by the update.
''(d) If an agency performance update includes any
program activity
or information that is
specifically authorized under criteria established by an Executive
Order to be kept secret in the
interest of national defense or foreign policy and is properly
classified pursuant to such Executive
Order, the head of the agency shall make such information available in
the classified appendix
provided under section 1115(e).
''(e) The functions and activities of this section shall
be
considered to be inherently
governmental functions. The drafting of agency performance updates
under this section shall be
performed only by Federal employees.
''(f) Each fiscal year, the Office of Management and
Budget shall
determine whether the agency
programs or activities meet performance goals and objectives outlined
in the agency performance
plans and submit a report on unmet goals to--
''(1) the head of the agency;
''(2) the Committee on Homeland Security and
Governmental Affairs of
the Senate;
''(3) the Committee on Oversight and Governmental Reform
of the
House of Representatives;
and ''(4) the Government Accountability Office.
''(g) If an agency's programs or activities have not met
performance
goals as determined by the
Office of Management and Budget for 1 fiscal year, the head of the
agency shall submit a
performance improvement plan to the Office of Management and Budget to
increase program
effectiveness for each unmet goal with measurable milestones. The
agency shall designate a
senior official who shall oversee the performance improvement
strategies for each unmet goal.
''(h)(1) If the Office of Management and Budget
determines that
agency programs or activities
have unmet performance goals for 2 consecutive fiscal years, the head
of the agency shall--
''(A) submit to Congress a description of the actions
the
Administration will take to improve
performance, including proposed statutory changes or planned executive
actions; and
''(B) describe any additional funding the agency will
obligate to
achieve the goal, if such an
action is determined appropriate in consultation with the Director of
the Office of Management
and Budget, for an amount determined appropriate by the
Director.
''(2) In providing additional funding described under
paragraph
(1)(B), the head of the agency
shall use any reprogramming or transfer authority available to the
agency. If after exercising such
authority additional funding is necessary to achieve the
level
determined appropriate by the
Director of the Office of Management and Budget, the head of the agency
shall submit a request
to Congress for additional reprogramming or transfer authority.
''(i) If an agency's programs or activities have not met
performance
goals as determined by the
Office of Management and Budget for 3 consecutive fiscal years, the
Director of the Office of
Management and Budget shall submit recommendations to Congress on
actions to improve
performance not later than 60 days after that determination,
including--
''(1) reauthorization proposals for each program or
activity that
has not met performance goals;
''(2) proposed statutory changes necessary for the
program
activities to achieve the proposed
level of performance on each performance goal; and
''(3) planned executive actions or identification of the
program for
termination or reduction in
the President's budget.''.
SEC.
5. FEDERAL GOVERNMENT AND AGENCY PRIORITY GOALS.
Chapter 11 of title 31, United States Code, is amended
by adding
after section 1119 the
following:
''§ 1120. Federal Government and agency priority
goals
''(a) FEDERAL GOVERNMENT PRIORITY GOALS.--
''(1) The Director of the Office of Management and
Budget shall
coordinate with agencies to
develop priority goals to improve the performance and management of the
Federal Government.
Such Federal Government priority goals shall include--
''(A) outcome-oriented goals covering a limited number
of
crosscutting policy areas; and
''(B) goals for management improvements needed across
the Federal
Government, including--
''(i) financial management;
''(ii) human capital management;
''(iii) information technology management;
''(iv) procurement and acquisition management; and
''(v) real property management;
''(2) The Federal Government priority goals shall be
long-term in
nature. At a minimum, the
Federal Government priority goals shall be updated or revised every 4
years and made publicly
available concurrently with the submission of the budget of the United
States Government made
in the first full fiscal year following any year in which the term of
the President commences
under section 101 of title 3. As needed, the Director of the Office of
Management and Budget
may make adjustments to the Federal Government priority goals to
reflect significant changes in
the environment in which the Federal Government is operating, with
appropriate notification of
Congress.
''(3) When developing or making adjustments to Federal
Government
priority goals, the Director
of the Office of Management and Budget shall consult periodically with
the Congress, including
obtaining majority and minority views from--
''(A) the Committees on Appropriations of the Senate and
the House
of Representatives;
''(B) the Committees on the Budget of the Senate and the
House of
Representatives;
''(C) the Committee on Homeland Security and
Governmental Affairs of
the Senate;
''(D) the Committee on Oversight and Government Reform
of the House
of Representatives;
''(E) the Committee on Finance of the Senate;
''(F) the Committee on Ways and Means of the House of
Representatives; and
''(G) any other committees as determined appropriate;
''(4) The Director of the Office of Management and
Budget shall
consult with the appropriate
committees of Congress at least once every 2 years.
''(5) The Director of the Office of Management and
Budget shall make
information about the
Federal Government priority goals available on the website described
under section 1122 of this
title.
''(6) The Federal Government performance plan required
under section
1115(a) of this title shall
be consistent with the Federal Government priority goals.
''(b) AGENCY PRIORITY GOALS.--
''(1) Every 2 years, the head of each agency listed in
section
901(b) of this title, or as otherwise
determined by the Director of the Office of Management and Budget,
shall identify agency
priority goals from among the performance goals of the agency. The
Director of the Office of
Management and Budget shall determine the total number of agency
priority goals across the
Government, and the number to be developed by each agency. The agency
priority goals shall--
''(A) reflect the highest priorities of the agency, as
determined by
the head of the agency and
informed by the Federal Government priority goals provided under
subsection (a) and the
consultations with Congress and other interested parties required by
section 306(d) of title 5;
''(B) have ambitious targets that can be achieved within
a 2-year
period;
''(C) have a clearly identified agency official, known
as a goal
leader, who is responsible for the
achievement of each agency priority goal;
''(D) have interim quarterly targets for performance
indicators if
more frequent updates of actual
performance provides data of significant value to the Government,
Congress, or program partners
at a reasonable level of administrative burden; and
''(E) have clearly defined quarterly milestones.
''(2) If an agency priority goal includes any program
activity or
information that is specifically
authorized under criteria established by an Executive order to be kept
secret in the interest of
national defense or foreign policy and is properly classified pursuant
to such Executive order, the
head of the agency shall make such information available in the
classified appendix provided
under section 1115(e).
''(c) The functions and activities of this section shall
be
considered to be inherentlygovernmental
functions. The development of Federal Government and agency priority
goals shall be performed
only by Federal employees.''.
SEC.
6. QUARTERLY PRIORITY PROGRESS REVIEWS AND USE OF PERFORMANCE
INFORMATION.
Chapter 11 of title 31, United States Code, is amended
by adding
after section 1120 (as added by
section 5 of this Act) the following:
''§ 1121. Quarterly priority progress reviews and
use of
performance information
''(a) USE OF PERFORMANCE INFORMATION TO ACHIEVE FEDERAL
GOVERNMENT
PRIORITY GOALS.--Not less than quarterly, the Director of the Office of
Management and
Budget, with the support of the Performance Improvement Council,
shall--
''(1) for each Federal Government priority goal required
by section
1120(a) of this title, review
with the appropriate lead Government official the progress achieved
during the most recent
quarter, overall trend data, and the likelihood of meeting the planned
level of performance;
''(2) include in such reviews officials from the
agencies,
organizations, and program activities
that contribute to the accomplishment of each Federal Government
priority goal;
''(3) assess whether agencies, organizations, program
activities,
regulations, tax expenditures,
policies, and other activities are contributing as planned to each
Federal Government priority
goal;
''(4) categorize the Federal Government priority goals
by risk of
not achieving the planned level
of performance; and
''(5) for the Federal Government priority goals at
greatest risk of
not meeting the planned level
of performance, identify prospects and strategies for performance
improvement, including any
needed changes to agencies, organizations, program activities,
regulations, tax expenditures,
policies or other activities.
''(b) AGENCY USE OF PERFORMANCE INFORMATION TO ACHIEVE
AGENCY
PRIORITY GOALS.--Not less than quarterly, at each agency required to
develop agency priority
goals required by section 1120(b) of this title, the head of the agency
and Chief Operating
Officer, with the support of the agency Performance Improvement
Officer, shall--
''(1) for each agency priority goal, review with the
appropriate
goal leader the progress achieved
during the most recent quarter, overall trend data, and the likelihood
of meeting the planned level
of performance;
''(2) coordinate with relevant personnel within and
outside the
agency who contribute to the
accomplishment of each agency priority goal;
''(3) assess whether relevant organizations, program
activities,
regulations, policies, and other
activities are contributing as planned to the agency priority goals;
''(4) categorize agency priority goals by risk of not
achieving the
planned level of performance;
and
''(5) for agency priority goals at greatest risk of not
meeting the
planned level of performance,
identify prospects and strategies for performance improvement,
including any needed changes to
agency program activities, regulations, policies, or other
activities.''.
SEC.
7.
TRANSPARENCY
OF FEDERAL GOVERNMENT PROGRAMS, PRIORITY
GOALS, AND RESULTS.
Chapter 11 of title 31, United States Code, is amended
by adding
after section 1121 (as added by
section 6 of this Act) the following:
''§ 1122. Transparency of programs, priority goals,
and results
''(a) TRANSPARENCY OF AGENCY PROGRAMS.--
''(1) IN GENERAL.--Not later than October 1, 2012, the
Office of Management and Budget shall--
''(A) ensure the effective operation of a single
website;
''(B) at a minimum, update the website on a quarterly
basis; and
''(C) include on the website information about each
program
identified by the agencies.
''(2) INFORMATION.--Information for each program
described under
paragraph (1) shall
include--
''(A) an identification of how the agency defines the
term
'program', consistent with guidance
provided by the Director of the Office of Management and Budget,
including the program
activities that are aggregated, disaggregated, or consolidated to be
considered a program by the
agency;
''(B) a description of the purposes of the program and
the
contribution of the program to the
mission and goals of the agency; and
''(C) an identification of funding for the current
fiscal year and
previous 2 fiscal years.
''(b) TRANSPARENCY OF AGENCY PRIORITY GOALS AND
RESULTS.--The head
of
each agency required to develop agency priority goals shall make
information about each agency
priority goal available to the Office of Management and Budget for
publication on the website,
with the exception of any information covered by section 1120(b)(2) of
this title. In addition to
an identification of each agency priority goal, the website shall also
consolidate information
about each agency priority goal, including--
''(1) a description of how the agency incorporated any
views and
suggestions obtained through
congressional consultations about the agency priority goal;
''(2) an identification of key factors external to the
agency and
beyond its control that could
significantly affect the achievement of the agency priority goal;
''(3) a description of how each agency priority goal
will be
achieved, including--
''(A) the strategies and resources required to meet the
priority
goal;
''(B) clearly defined milestones;
''(C) the organizations, program activities,
regulations, policies,
and other activities that
contribute to each goal, both within and external to the agency;
''(D) how the agency is working with other agencies to
achieve the
goal; and
''(E) an identification of the agency official
responsible for
achieving the priority goal;
''(4) the performance indicators to be used in measuring
or
assessing progress;
''(5) a description of how the agency ensures the
accuracy and
reliability of the data used to
measure progress towards the priority goal, including an identification
of--
''(A) the means used to verify and validate measured
values;
''(B) the sources for the data;
''(C) the level of accuracy required for the intended
use of the
data;
''(D) any limitations to the data at the required level
of accuracy;
and
''(E) how the agency has compensated for such
limitations if needed
to reach the required level
of accuracy;
''(6) the results achieved during the most recent
quarter and
overall trend data compared to the
planned level of performance;
''(7) an assessment of whether relevant organizations,
program
activities, regulations, policies,
and other activities are contributing as planned;
''(8) an identification of the agency priority goals at
risk of not
achieving the planned level of
performance; and
''(9) any prospects or strategies for performance
improvement.
''(c) TRANSPARENCY OF FEDERAL GOVERNMENT PRIORITY GOALS
AND
RESULTS.--The Director of the Office of Management and Budget shall
also make available on
the website--
''(1) a brief description of each of the Federal
Government priority
goals required by section
1120(a) of this title;
''(2) a description of how the Federal Government
priority goals
incorporate views and
suggestions obtained through congressional consultations;
''(3) the Federal Government performance goals and
performance
indicators associated with each
Federal Government priority goal as required by section 1115(a) of this
title;
''(4) an identification of the lead Government official
for each
Federal Government performance
goal;
''(5) the results achieved during the most recent
quarter and
overall trend data compared to the
planned level of performance;
''(6) an identification of the agencies, organizations,
program
activities, regulations, tax
expenditures, policies, and other activities that contribute to each
Federal Government priority
goal;
''(7) an assessment of whether relevant agencies,
organizations,
program activities, regulations,
tax expenditures, policies, and other activities are contributing as
planned;
''(8) an identification of the Federal Government
priority goals at
risk of not achieving the
planned level of performance; and
''(9) any prospects or strategies for performance
improvement.
''(d) INFORMATION ON WEBSITE.--The information made
available on the
website under
this section shall be readily accessible and easily found on the
Internet by the public and
members and committees of Congress. Such information shall also be
presented in a searchable,
machine-readable format. The Director of the Office of Management and
Budget shall issue
guidance to ensure that such information is provided in a way that
presents a coherent picture of
all Federal programs, and the performance of the Federal Government as
well as individual
agencies.''.
SEC.
8. AGENCY
CHIEF OPERATING OFFICERS.
Chapter 11 of title 31, United States Code, is amended
by adding
after section 1122 (as added by
section 7 of this Act) the following:
''§ 1123. Chief Operating Officers
''(a) ESTABLISHMENT.--At each agency, the deputy head of
agency, or
equivalent, shall be
the Chief Operating Officer of the agency.
''(b) FUNCTION.--Each Chief Operating Officer shall be
responsible
for improving the
management and performance of the agency, and shall--
''(1) provide overall organization management to improve
agency
performance and achieve the
mission and goals of the agency through the use of strategic and
performance planning,
measurement, analysis, regular assessment of progress, and use of
performance information to
improve the results achieved;
''(2) advise and assist the head of agency in carrying
out the
requirements of sections 1115
through 1122 of this title and section 306 of title 5;
''(3) oversee agency-specific efforts to improve
management
functions within the agency and
across Government; and
''(4) coordinate and collaborate with relevant personnel
within and
external to the agency who
have a significant role in contributing to and achieving the mission
and goals of the agency, such
as the Chief Financial Officer, Chief Human Capital Officer, Chief
Acquisition Officer/Senior
Procurement Executive, Chief Information Officer, and other line of
business chiefs at the
agency.''.
SEC.
9. AGENCY PERFORMANCE IMPROVEMENT OFFICERS AND THE
PERFORMANCE IMPROVEMENT COUNCIL.
Chapter 11 of title 31, United States Code, is amended
by adding
after section 1123 (as added by
section 8 of this Act) the following:
''§ 1124. Performance Improvement Officers and the
Performance
Improvement Council
''(a) PERFORMANCE IMPROVEMENT OFFICERS.--
''(1) ESTABLISHMENT.--At each agency, the head of the
agency, in
consultation with the
agency Chief Operating Officer, shall designate a senior executive of
the agency as the agency
Performance Improvement Officer.
''(2) FUNCTION.--Each Performance Improvement Officer
shall report
directly to the Chief
Operating Officer. Subject to the direction of the Chief Operating
Officer, each Performance
Improvement Officer shall--
''(A) advise and assist the head of the agency and the
Chief
Operating Officer to ensure that the
mission and goals of the agency are achieved through strategic and
performance planning,
measurement, analysis, regular assessment of progress, and use of
performance information to
improve the results achieved;
''(B) advise the head of the agency and the Chief
Operating Officer
on the selection of agency
goals, including opportunities to collaborate with other agencies on
common goals;
''(C) assist the head of the agency and the Chief
Operating Officer
in overseeing the
implementation of the agency strategic planning, performance planning,
and reporting
requirements provided under sections 1115 through 1122 of this title
and sections 306 of title 5,
including the contributions of the agency to the Federal
Government
priority goals;
''(D) support the head of agency and the Chief Operating
Officer in
the conduct of regular
reviews of agency performance, including at least quarterly reviews of
progress achieved toward
agency priority goals, if applicable;
''(E) assist the head of the agency and the Chief
Operating Officer
in the development and use
within the agency of performance measures in personnel performance
appraisals, and, as
appropriate, other agency personnel and planning processes and
assessments; and
''(F) ensure that agency progress toward the achievement
of all
goals is communicated to leaders,
managers, and employees in the agency and Congress, and made available
on a public website of
the agency.
''(b) PERFORMANCE IMPROVEMENT COUNCIL.--
''(1) ESTABLISHMENT.--There is established a Performance
Improvement
Council,
consisting of--
''(A) the Deputy Director for Management of the Office
of Management
and Budget, who shall
act as chairperson of the Council;
''(B) the Performance Improvement Officer from each
agency defined
in section 901(b) of this
title;
''(C) other Performance Improvement Officers as
determined
appropriate by the chairperson; and
''(D) other individuals as determined appropriate by the
chairperson.
''(2) FUNCTION.--The Performance Improvement Council
shall--
''(A) be convened by the chairperson or the designee of
the
chairperson, who shall preside at the
meetings of the Performance Improvement Council, determine its agenda,
direct its work, and
establish and direct subgroups of the Performance Improvement Council,
as appropriate, to deal
with particular subject matters;
''(B) assist the Director of the Office of Management
and Budget to
improve the performance of
the Federal Government and achieve the Federal Government priority
goals;
''(C) assist the Director of the Office of Management
and Budget in
implementing the planning,
reporting, and use of performance information requirements related to
the Federal Government
priority goals provided under sections 1115, 1120, 1121, and 1122 of
this title;
''(D) work to resolve specific Governmentwide or
crosscutting
performance issues, as necessary;
''(E) facilitate the exchange among agencies of
practices that have
led to performance
improvements within specific programs, agencies, or across agencies;
''(F) coordinate with other interagency management
councils;
''(G) seek advice and information as appropriate from
nonmember
agencies, particularly smaller
agencies;
''(H) consider the performance improvement experiences
of
corporations, nonprofit
organizations, foreign, State, and local governments, Government
employees, public sector
unions, and customers of Government services;
''(I) receive such assistance, information and advice
from agencies
as the Council may request,
which agencies shall provide to the extent permitted by law; and
''(J) develop and submit to the Director of the Office
of Management
and Budget, or when
appropriate to the President through the Director of the Office of
Management and Budget, at
times and in such formats as the chair person may specify,
recommendations to streamline and
improve performance management policies and requirements.
''(3) SUPPORT.--
''(A) IN GENERAL.--The Administrator of General Services
shall
provide administrative and
other support for the Council to implement this section.
''(B) PERSONNEL.--The heads of agencies with Performance
Improvement
Officers serving on
the Council shall, as appropriate and to the extent permitted by law,
provide at the request of the
chairperson of the Performance Improvement Council up to 2 personnel
authorizations to serve at
the direction of the chairperson.''.
SEC. 10.
FORMAT OF PERFORMANCE PLANS AND REPORTS.
(a)
SEARCHABLE, MACHINE-READABLE PLANS AND REPORTS.-- For fiscal year
2012
and each fiscal year thereafter, each agency required to produce
strategic plans, performance
plans, and performance updates in accordance with the amendments made
by this Act shall--
(1) not incur expenses for the printing of strategic
plans,
performance plans, and performance
reports for release external to the agency, except when providing such
documents to the
Congress;
(2) produce such plans and reports in searchable, machine-readable
formats; and
(3) make such plans and reports available on the website
described
under section 1122 of title 31,
United States Code.
(b)
WEB-BASED PERFORMANCE PLANNING AND REPORTING.--
(1) IN GENERAL.--Not later than June 1, 2012, the
Director of the
Office of Management and
Budget shall issue guidance to agencies to provide concise and timely
performance information
for publication on the website described under section 1122 of title
31, United States Code,
including, at a minimum, all requirements of sections 1115 and 1116 of
title 31, United States
Code, except for section 1115(e).
(2) HIGH-PRIORITY GOALS.--For agencies required to
develop agency
priority goals under
section 1120(b) of title 31, United States Code, the performance
information required under this
section shall be merged with the existing information required under
section 1122 of title 31,
United States Code.
(3) CONSIDERATIONS.--In developing guidance under this
subsection,
the Director of the
Office of Management and Budget shall take into consideration the
experiences of agencies in
making consolidated performance planning and reporting information
available on the website as
required under section 1122 of title 31, United States Code.
SEC.
11. REDUCING DUPLICATIVE AND OUTDATED AGENCY REPORTING.
(a) BUDGET CONTENTS.--Section 1105(a) of title 31,
United States
Code, is amended--
(1) by redesignating second paragraph (33) as paragraph
(35); and
(2) by adding at the end the following: ''(37) the list
of plans and
reports, as provided for under
section 1125, that agencies identified for elimination or consolidation
because the plans and
reports are determined outdated or duplicative of other required plans
and reports.''.
(b) ELIMINATION OF UNNECESSARY AGENCY REPORTING.--
Chapter 11 of title 31, United States Code, is further
amended by
adding after section 1124 (as
added by section 9 of this Act) the following:
''§ 1125. Elimination of unnecessary agency
reporting
''(a) AGENCY IDENTIFICATION OF UNNECESSARY REPORTS.--
Annually, based on guidance provided by the Director of
the Office
of Management and Budget,
the Chief Operating Officer at each agency shall--
''(1) compile a list that identifies all plans and
reports the
agency produces for Congress, in
accordance with statutory requirements or as directed in congressional
reports;
''(2) analyze the list compiled under paragraph (1),
identify which
plans and reports are outdated
or duplicative of other required plans and reports, and refine the list
to include only the plans and
reports identified to be outdated or duplicative;
''(3) consult with the congressional committees that
receive the
plans and reports identified
under paragraph (2) to determine whether those plans and reports are no
longer useful to the
committees and could be eliminated or consolidated with other plans and
reports; and
''(4) provide a total count of plans and reports
compiled under
paragraph (1) and the list of
outdated and duplicative reports identified under paragraph (2) to the
Director of the Office of
Management and Budget.
''(b) PLANS AND REPORTS.--
''(1) FIRST YEAR.--During the first year of
implementation of this
section, the list of plans and
reports identified by each agency as outdated or duplicative shall be
not less than 10 percent of
all plans and reports identified under subsection (a)(1).
''(2) SUBSEQUENT YEARS.--In each year following the
first year
described under paragraph
(1), the Director of the Office of Management and Budget shall
determine the minimum percent
of plans and reports to be identified as outdated or duplicative on
each list of plans and reports.
''(c) REQUEST FOR ELIMINATION OF UNNECESSARY REPORTS.--
In addition to including the list of plans and reports
determined to
be outdated or duplicative by
each agency in the budget of the United States Government, as provided
by section 1105(a)(37),
the Director of the Office of Management and Budget may concurrently
submit to Congress
legislation to eliminate or consolidate such plans and reports.''.
SEC.
12. PERFORMANCE MANAGEMENT SKILLS AND COMPETENCIES.
(a) PERFORMANCE MANAGEMENT SKILLS AND COMPETENCIES.--
Not later than 1 year after the date of enactment of
this Act, the
Director of the Office of
Personnel Management, in consultation with the Performance Improvement
Council, shall
identify the key skills and competencies needed by Federal Government
personnel for developing
goals, evaluating programs, and analyzing and using performance
information for the purpose of
improving Government efficiency and effectiveness.
(b) POSITION CLASSIFICATIONS.--Not later than 2 years
after the date
of enactment of this
Act, based on the identifications under subsection (a), the Director of
the Office of Personnel
Management shall incorporate, as appropriate, such key skills and
competencies into relevant
position classifications.
(c) INCORPORATION INTO EXISTING AGENCY TRAINING.--Not
later than 2
years after
the enactment of this Act, the Director of the Office of Personnel
Management shall work with
each agency, as defined under section 306(f) of title 5, United States
Code, to incorporate the key
skills identified under subsection (a) into training for relevant
employees at each agency.
SEC.
13.
TECHNICAL AND CONFORMING AMENDMENTS.
(a) The table of contents for chapter 3 of title 5,
United States
Code, is amended by striking the
item relating to section 306 and inserting the following:
''306. Agency strategic plans.''.
(b) The table of contents for chapter 11 of title 31,
United States
Code, is amended by striking
the items relating to section 1115 and 1116 and inserting the
following:
''1115. Federal Government and agency performance plans.
''1116. Agency performance reporting.''.
(c) The table of contents for chapter 11 of title 31,
United States
Code, is amended by adding at
the end the following:
''1120. Federal Government and agency priority goals.
''1121. Quarterly priority progress reviews and use of
performance
information.
''1122. Transparency of programs, priority goals, and
results.
''1123. Chief Operating Officers.
''1124. Performance Improvement Officers and the
Performance
Improvement Council.
''1125. Elimination of unnecessary agency reporting.''.
SEC. 14.
IMPLEMENTATION OF THIS ACT.
(a) INTERIM PLANNING AND REPORTING.--
(1) IN GENERAL.--The Director of the Office of
Management and Budget
shall coordinate
with agencies to develop interim Federal Government priority goals and
submit interim Federal
Government performance plans consistent with the requirements of this
Act beginning with the
submission of the fiscal year 2013 Budget of the United States
Government.
(2) REQUIREMENTS.--Each agency shall--
(A) not later than February 6, 2012, make adjustments to
its
strategic plan to make the plan
consistent with the requirements of this Act;
(B) prepare and submit performance plans consistent with
the
requirements of this Act, including
the identification of agency priority goals, beginning with the
performance plan for fiscal year
2013; and
(C) make performance reporting updates consistent with
the
requirements of this Act beginning
in fiscal year 2012.
(3) QUARTERLY REVIEWS.--The quarterly priority progress
reviews
required under this Act
shall begin--
(A) with the first full quarter beginning on or after
the date of
enactment of this Act for agencies
based on the agency priority goals contained in the Analytical
Perspectives volume of the Fiscal
Year 2011 Budget of the United States Government; and
(B) with the quarter ending June 30, 2012 for the
interim Federal
Government priority goals.
(b) GUIDANCE.--The Director of the Office of Management
and Budget
shall prepare guidance
for agencies in carrying out the interim planning and reporting
activities required under
subsection (a), in addition to other guidance as required for
implementation of this Act.
SEC. 15.
CONGRESSIONAL OVERSIGHT AND LEGISLATION.
(a) IN GENERAL.--Nothing in this Act shall be construed
as limiting
the ability of Congress to
establish, amend, suspend, or annul a goal of the Federal Government or
an agency.
(b) GAO REVIEWS.--
(1) INTERIM PLANNING AND REPORTING EVALUATION.--Not
later than June
30, 2013,
the Comptroller General shall submit a report to Congress that
includes--
(A) an evaluation of the implementation of the interim
planning and
reporting activities
conducted under section 14 of this Act; and
(B) any recommendations for improving implementation of
this Act as
determined appropriate.
(2) IMPLEMENTATION EVALUATIONS.--
(A) IN GENERAL.--The Comptroller General shall evaluate
the
implementation of this Act
subsequent to the interim planning and reporting activities evaluated
in the report submitted to
Congress under paragraph (1).
(B) AGENCY IMPLEMENTATION.--
(i) EVALUATIONS.--The Comptroller General shall evaluate
how
implementation of this Act
is affecting performance management at the agencies described in
section 901(b) of title 31,
United States Code, including whether performance management is being
used by those agencies
to improve the efficiency and effectiveness of agency programs.
(ii) REPORTS.--The Comptroller General shall submit to
Congress--
(I) an initial report on the evaluation under clause
(i), not later
than September 30, 2015; and
(II) a subsequent report on the evaluation under clause
(i), not
later than September 30, 2017.
(C) FEDERAL GOVERNMENT PLANNING AND REPORTING
IMPLEMENTATION.--
(i) EVALUATIONS.--The Comptroller General shall evaluate
the
implementation of the
Federal Government priority goals, Federal Government performance plans
and related reporting
required by this Act.
(ii) REPORTS.--The Comptroller General shall submit to
Congress--
(I) an initial report on the evaluation under clause
(i), not later
than September 30, 2015; and
(II) subsequent reports on the evaluation under clause
(i), not
later than September 30, 2017 and
every 4 years thereafter.
(D) RECOMMENDATIONS.--The Comptroller General shall
include in the
reports required by
subparagraphs (B) and (C) any recommendations for improving
implementation of this Act and
for streamlining the planning and reporting requirements of the
Government Performance and
Results Act of 1993.
See links cross- referenced
in the StratML tabulation at http://xml.gov/stratml/references/HR2142StratML.htm
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